CHAPTER THREE
 
 REFUGEE CLAIMS BASED ON THE COMMISSION OF A POLITICAL OFFENSE
 

3.1    Relative Political Offenses

        3.1.1    Exclusion Based on Commission of a Serious Non-Political Crime
        3.1.2    Inclusion Based on Commission of a Relative Political Offense

3.2    Absolute Political Offenses

        3.2.1    Dwomoh v Sava
        3.2.2    Antonio v Canada (MEI)

3.3    Unfair Trial, Excessive Punishment and Extra-Judicial Harm

3.4    Conclusions regarding Refugee Claims Based on the Commission of Acts of Political Violence
 



Refugee Claims Based on the Commission of a Political Offense

[90] This Chapter deals with prosecution/persecution cases where the offense in question is truly analogous to those which are the concern of extradition law. In particular, the discussion concentrates on claims based upon serious acts of violence that potentially exclude the claimant from refugee status pursuant to Article 1F(b) of the Convention.

[91] In dealing with these claims, decision-makers often refer to factors that closely mirror those which extradition law uses to distinguish between common and political offenses.(216) Indeed, the political offense exception is sometimes explicitly cited, especially in cases involving Article 1F(b) of the 1951 Convention.(217) The same trend is found when examining academic texts(218) and practice guides.(219)

[92] Where the offense is found to be a serious non-political crime, the claimant is excluded. In those cases where the offense concerned is deemed to be political, the question of inclusion within the Article 1A(2) definition arises. Most often, this issue turns on whether the offender will be persecuted for reasons of her race, religion, nationality, membership of a particular social group or political opinion - the 'Convention reason requirement'. In my view, the case law contains meagre analysis of the appropriate relationship between commission of a political offense and the requirement that persecution be for a Convention reason. Extradition law principles have proven valuable in determining whether a claimant's actions were political or criminal, but the consequences of this determination have not been wholly thought through by adjudicators.

[93] The question of inclusion predicated on the commission of a violent political crime will be the primary focus of this Chapter. Both relative and absolute political offenses (as defined in the law of extradition) will be examined.(220)
 

3.1 Relative Political Offenses

3.1.1 Exclusion Based on Commission of a Serious Non-Political Crime

[94] Cases in which the principles of the political offense exception are applied, resulting in the exclusion of the claimant pursuant to Article 1F(b), are relatively commonplace. For example, the Canadian Federal Court of Appeal in Gil v Canada (Minister of Employment and Immigration),(221) while stressing the "... need for even greater caution in characterizing a crime as political for the purposes of applying Article 1F(b) than for the purposes of denying extradition,"(222) nevertheless analyzed the case primarily in terms of the political offense exception. The claimant, a citizen of Iran, was involved in bomb and arson attacks directed at wealthy businessmen who were supporters of the Khomeni regime. These attacks routinely caused the injury and death of innocent bystanders. The Court accepted that Gil's actions were politically motivated(223) and that a political disturbance existed at the time of the offenses.(224) However, Mr Justice Hugessen excluded Gil because there was no link between the acts committed and the political aims sought,(225) and moreover, the violence engaged in was "... wholly disproportionate to any legitimate political objective."(226)

[95] 'Proportionality' is also a feature of leading cases from other jurisdictions. In T v Secretary of State for the Home Department,(227) the claimant, a citizen of Algeria and a member of the Islamic Salvation Front (FIS), was excluded from refugee status pursuant to Article 1F(b). The FIS is a political organisation which seeks, by both democratic and violent means, to establish a fundamentalist Islamic regime in Algeria. It was declared an illegal organisation by the Algerian Government in March of 1992. As a member of the FIS, T was involved in planting a bomb which killed 10 civilians inside Algiers airport. The English Court of Appeal observed that:(228)

Applying this principle to the facts of the case, Lord Justice Glidewell stated:(229) Similarly, in McMullen v INS,(230) the US Court of Appeals, Ninth Circuit, held that a violent act loses its political character if it is grossly out of proportion to the political objective or is of an atrocious nature.(231)
 

3.1.2 Inclusion Based on Commission of a Relative Political Offense

[96] Where a decision-maker finds that the claimant is facing prosecution for having committed a political crime, the claimant cannot be excluded pursuant to Article 1F(b). For example, in Re KN,(232) the New Zealand Refugee Status Appeals Authority found that the claimant's violent actions were predominately political in nature, and granted refugee status. KN was a member of a Kurdish separatist movement and a citizen of the Islamic Republic of Iran. He took part in the parcel bombing of an Iranian military officer who had been placed in charge of an operation involving the identification and arrest of a number of Kurdish separatists. Two other soldiers were killed in the bombing; there were no civilian casualties. KN was detained, interrogated, tortured and released only upon agreeing to become an informant inside the Kurdish movement. If returned to Iran, he feared criminal prosecution for his role in the bombing, or in the alternative, extra-judicial(233) detention, torture and execution.

[97] The Authority found that the claimant was genuinely politically motivated, his activities were directed against the Iranian state itself and not private citizens, and the target of the bombing was purely military.(234) Moreover, because the bombing incident was clearly intended as a means of preventing the arrest, torture and execution of members of the Kurdish separatist movement, there was, on the facts, proportionality between the good sought to be obtained and the harm inflicted.(235)

[98] Re KN illustrates the importance of context in assessing whether conduct is primarily criminal or political.(236) The Authority discussed the political situation of the Kurds in Iran in considerable detail and concluded that:(237)

[99] What are the consequences of a decision that a refugee claimant faces prosecution for commission of a relative offense? Must he nevertheless demonstrate that he is not being punished for his actions, but rather on account of his race, religion, nationality, membership of a particular social group or political opinion?

[100] In Re KN, having determined that the claimant's actions were more fundamentally political than criminal, the Authority went on to discuss very briefly whether the persecution feared was for a Convention reason.(238) This part of the judgment is not a reconsideration of whether the claimant is merely being prosecuted for his criminal actions. Rather, the finding that KN has committed appellant political crime appears to preclude arguments that he merely faces prosecution. Instead, the Authority identifies several overlapping 'Convention reasons' on which the claim could be based, including race, religion, political opinion and membership of a particular social group. The discussion focuses on KN's marginalized status within the Iranian political context, not his subjective motivation in committing the offense in question, nor the state's motivation in seeking to punish him.(239) This approach is consonant with a conception of refugee law as protecting at-risk individuals rather than punishing wicked states.

[101] In Gil v Canada,(240) Mr Justice Hugessen of the Canadian Federal Court of Appeal excluded the claimant pursuant to Article 1F(b), but suggested (obiter) the following approach to the Convention reason requirement where the claimant is found to have committed a political offense:(241)

A 'mechanical' interpretation of this passage is that it simply means inclusion within the Convention definition should be considered prior to exclusion pursuant to Article 1F(b). The judgment in Gil itself, however, does not take this approach. Therefore, one may assert that Mr Justice Hugessen is speaking in 'conceptual' terms and suggesting that where a claimant faces prosecution for having committed a (relative) political offense, this constitutes persecution for reason of her political opinion, thus bringing her within the Article 1A(2) definition.
 

3.2 Absolute Political Offenses

[102] In the law of extradition, there is no obligation to extradite persons who have committed absolute political offenses such as treason and espionage.(242) Thus, such offenses do not engender the careful weighing and balancing of factors associated with relative political offenses. Refugee claims involving absolute political crimes are rare, but not entirely unknown. This section will discuss two such claims: Dwomoh v Sava(243) and Antonio v Canada (MEI).(244)
 

3.2.1 Dwomoh v Sava

[103] In Dwomoh v Sava, the claimant had taken part in a failed coup d'état against the government of Ghana. He faced prosecution for treason which is commonly viewed as an 'absolute' political offense in the law of extradition.(245) There was no indication that Dwomoh had been unjustly accused as a means of punishing him for his political opinions or that he would be punished more severely because of his political opinions. Moreover, the Court rejected these requirements, albeit somewhat ambiguously, stating:(246)

[104] At first glance, the above-quoted passage appears to suggest that commission of a serious political offense inevitably satisfies the requirement that persecution be for a Convention reason.(247) However, this interpretation is undermined by the fact that the judgment goes to great lengths to show how, in the particular context,(248) Dwomoh's actions constituted the expression of a political opinion:(249) [105] The ostensible distinction between politically motivated acts and political opinions invoked by the Board of Immigration Appeals (BIA) is found in paragraph 84 of the UNHCR Handbook.(250) In my view, the Court's response to this distinction - that in certain contexts a political act constitutes a political opinion - is artificial to say the least.(251) The factors relied on by the Court as providing the necessary context affect the legitimacy, reasonableness or, to borrow a term from extradition law, 'proportionality', of Dwomoh's actions. Indeed, the notion that an 'extreme' action is more likely to constitute a political offense where peaceful means of effecting change are unavailable, originates in the law of extradition.(252) In effect, the Court is using concepts associated with relative political offenses to deal with the Convention reason requirement as it relates to an absolute political offense.
 

3.2.2 Antonio v Canada (MEI)

[106] It is useful to contrast the Dwomoh decision with Antonio v Canada (MEI),(253) a Canadian case that also involved an absolute political crime. The claimant, an Angolan from the Cabinda region, was a telex agent for a government telecommunications facility. He relayed information concerning the location of government (MPLA) troops to FLEC and UNITA rebels who were engaged in a civil war with the Angolan Government. Eventually, Antonio's role was discovered and he was accused of treason. It is not clear from the judgment whether there was any judicial prosecution of the claimant,(254) but the Court appears to accept that he literally escaped execution.

[107] The Canadian Immigration and Refugee Board (IRB) denied refugee status. On appeal, the Trial Division of the Federal Court summarized the IRB's reasoning as follows:(255)

The distinction drawn between political acts and political opinions is the same as that adopted by the BIA (and subsequently overcome by the Court) in Dwomoh.(256) Endorsing this distinction in Antonio, Mr Justice Nadon observed:(257) [108] During the period of Antonio's involvement, both the Angolan government and UNITA were committing systematic violations of international humanitarian and human rights law.(258) Yet, unlike Dwomoh, the decision in Antonio contains almost no discussion of the political context in which the claimant committed his offenses. Also, Mr Justice Nadon's reasoning relies solely on the subjective motivation of the alleged persecutor, largely ignoring the objective nature of the act.
 

3.3 Unfair Trial, Excessive Punishment and Extra-Judicial Harm

[109] Both Dwomoh and Antonio faced the prospect of an unfair trial, excessive punishment and extra-judicial consequences if returned to their respective countries of origin. The role of these factors in determining whether a claimant is at risk of prosecution or persecution and, in particular, whether she is at risk for a Convention reason, is not altogether clear.

[110] In Dwomoh, the Court used US due process provisions as a touchstone when assessing whether the claimant would receive a fair trial if returned to Ghana. The decision stresses that:(259)

[111] The prospect of an unfair trial was used primarily to undermine the BIA's reliance on US laws against treason and insurrection to justify its finding that Dwomoh faced legitimate prosecution. In my view, the approach most consonant with the Convention is that suggested by the New Zealand Refugee Status Appeals Authority in Re SK:(260) [112] With regard to excessive punishment, the UNHCR Handbook bluntly asserts that:(261) If the punishment faced by political offenders amounts to persecution for a Convention reason (their political opinion), then this provision adds little to our analysis. If, however, the link between commission of a political offense and satisfying the Convention reason requirement is not accepted, it is difficult to see why excessive punishment per se should constitute persecution. In my view, what is missing from the Handbook's approach is explicit recognition of the evidential role that excessive punishment may play in establishing the political nature of the crime in question. The state may mete out excessive punishment for a particular crime precisely because it perceives the offender's actions as a threat to its existence or authority.

[113] Harm not authorized by law such as torture or other mistreatment may also be evidence that the claimant is not viewed as an ordinary offender(262) (admittedly, there are some states where common criminals and political offenders are equally at risk of torture). More importantly, however, such harm cannot be considered legitimate criminal prosecution. It is axiomatic that harm which is inflicted outside of the legal system cannot be dismissed by the incantation: 'prosecution not persecution.'(263)
 

3.4 Conclusions regarding Refugee Claims Based on the Commission of Acts of Political Violence

[114] Refugee claims based upon the commission of acts of political violence were not overlooked by the drafters of the Refugee Convention. Clearly, the IRO mandate had included political offenders, provided they were politically compatible, and the drafters of the 1951 Convention sought to retain this largely discretionary approach.

[115] In dealing with claims based on political violence, we are confronted with the anomalous situation that a refugee claimant may be returned to harm, yet if her country of origin had requested extradition the host state would have been bound to protect her as a political offender. Reference to the principles of extradition law which distinguish political from criminal offenses in determining such claims goes some way toward resolving this anomaly.

[116] In my view, Re KN(264) exemplifies an approach to relative political offenders that is consistent with the role of refugee status should play in international law. Refugee law should be a means of protecting individuals who are unable to secure their basic human rights and unable to effect change within their home state. Therefore, the Convention should protect a claimant whose offense is in fact a genuine and justifiable (using international human rights norms as a touchstone) attempt to bring about such change.

[117] However, I hesitate to assert that all political criminals are refugees. As Justice Hugessen observed in Gil, "[i]t is one thing to refuse to return a political assassin; it is quite another thing to welcome him with open arms."(265) Preserving the distinction between the granting of refugee status and the refusal to extradite is valid, particularly with regard to absolute political offenders. Non-extradition of political offenders is based not only on the belief that they will receive discriminatory treatment if returned, but also on the principle of non-intervention in the affairs of the state where the offense was committed. Thus, in relation to absolute political offenders, where the non-intervention rationale is strongest, extradition law does not insist that an offender's actions be proportional to her aims.

[118] In contrast, the refugee jurisprudence begins from the premise that a state's legitimate right to prosecute treason-like activities is predicated on it allowing normal avenues of achieving political change. It follows that refugee protection can only be premised upon political violence where other means of attempting change were not available. In other words, for the purposes of the refugee definition, absolute political offenders should be held to the same standards as relative political offenders.
 

Endnotes - Chapter Three

216. For example, see the following cases: McMullen v INS 788 F 2d 591, at 594 (9th Cir. 1986):

Refugee Appeal No. 122/93 Re KN (5 August 1994) at 18-19 (NZRSAA): 217. See, for example, T v Secretary of State for the Home Department [1995] 1 WLR 545 (CA); Gil, v Canada (Minister of Employment and Immigration) [1995] 1 FC 508 (FCA), and McMullen v INS, supra, note 216.

218. For example, see, Hathaway, (1991) at 174:

And, Goodwin-Gill, (1983) at 34: 219. See, for example, Kurzban, I, Kurzban's Immigration Law Source Book (1994) at 205-206: 220. See, discussion, infra, at paras [94-101] and paras [102-108], respectively.

221. [1995] 1 FC 508 (FCA).

222. Ibid, at 518.

223. Ibid, at 532. Commenting on the role of motive, the Court observed that "... a purely personal motive such as monetary gain or the settling of accounts with a hated adversary might serve to vitiate a claim that a crime was political..."

224. Ibid, at 533: "... in the years in question, Iran was a turbulent society in which a number of groups were in conflict with the Khomeni regime."

225. Ibid, at 533:

226. Ibid, at 534: 227. [1995] 1 WLR 545.

228. Ibid, 558.

229. Ibid, at 559-560.

230. 788 F 2d 591 (9th Cir. 1986). McMullen was a member of the Provisional Irish Republican Army (PIRA) which was characterised by the Court as a terrorist organisation involved in random acts of serious violence in the United Kingdom.

231. Ibid, at 595, 598. See, also, the New Zealand Refugee Status Appeals Authority's decision in Refugee Appeal No. 29/91 Re SK (17 February 1992) at 14:

232. Refugee Appeal No. 1222/93 Re KN (5 August 1994) (NZRSAA).

233. The term 'extra-judicial' is used here and throughout this dissertation to indicate consequences not sanctioned by law.

234. Re KN, supra, note 232, at 19.

235. Ibid, at 21.

236. See also, Dwomoh v Sava 696 F. Supp. 970, 978-979 (SDNY 1988) discussed, infra, at paras [103-105].

237. Re KN, supra, note 232, at 20-22.

238. Ibid, at 22-28.

239. Thus, the Authority observes, ibid, at 27:

240. [1995] 1 FC 508 (FCA).

241. Ibid, at 517.

242. See, discussion, supra, at paras [72-75].

243. 696 F. Supp. 970 (SDNY 1988) reviewing In re Dwomoh, A26 805 882 (BIA 1988).

244. Antonio v Canada (Minister of Employment and Immigration) (1994) 85 FTR 241 (FCTD).

245. See, discussion, supra at paras [72-75].

246. Dwomoh v Sava, supra, note 243, at 977-978. As well as relying on the structure of the Article 1 of the Convention, the Court refers to the protection of political criminals under the IRO Constitution (at p 976 of the decision).

247. This is the approach suggested in Gil, supra, note 240 and accompanying text.

248. In its discussion of the political situation in Ghana the Court relies on the following passage (supra, note 243, at 978, note 11):

249. Dwomoh v Sava, supra, note 243, at 979.

250. The UNHCR Handbook is discussed, supra, at paras [53-56]. Paragraph 84 states:

251. See, also, the following passage from Dwomoh v Sava, supra, note 243, at 979: 252. Supra, at para [78].

253. Antonio v Canada (Minister of Employment and Immigration) (1994) 85 FTR 241 (FCTD).

254. Ibid, at 247, the judgment cites counsel for the claimant's memorandum of arguments which asserts that the Antonio faced "summary execution, without a trial and due process".

255. Ibid, at 244.

256. See, supra, at para [105].

257. Supra, note 253, at 245.

258. See, the following commentaries on the Angolan civil war: Human Rights Watch, Angola: Arms Trade and Violations of the Laws of War since the 1992 Elections (1994) 1-8; Africa Watch, Land Mines in Angola (1993) 5-11; Africa Watch, Angola: Civilians Devastated by 15-Year War (1991); and US Committee for Refugees, the Long Road Home: Angola's Post-War Inheritance (1991) 2-5. It should also be noted that there has been massive overt and covert intervention by the USSR (MPLA) South Africa (UNITA) and the USA (UNITA) in the conflict.

259. Dwomoh v Sava, supra, note 243, at 978. Gilbert's criticisms, supra note 202 and accompanying text, seem appropriate with regard to the judgment's focus on US notions of due process and appeal rights.

260. Refugee Appeal No. 29/91 Re SK (17 February 1992) 15. This analysis is drawn primarily from Hathaway, (1991) 177.

261. Paragraph 85 of the Handbook, supra, note 125.

262. In my view, this is the implicit rationale behind the following passage taken from the US Federal Court decision in Dwomoh v Sava, supra, note 243, at 979:

263. See, for example, Padilla v Canada (MEI) (1991) 160 NR 156; 13 Imm LR (2d) 1 (FCA).

264. Refugee Appeal No. 1222/93 re KN (5 August 1994) (NZRSAA), discussed supra, paras [96-100].

265. Gil v Canada (Minister of Employment and Immigration) [1995] 1 FC 508, at 517-51/ (FCA) discussed supra, at para [101].