Refugee Status Appeals Authority

  

ANNUAL REPORT TO 30 JUNE 2009


This is the 10th annual report presented to the Minister of Immigration pursuant to Schedule 3C of the Immigration Act 1987, as introduced by s129N(8) of the Immigration Amendment Act 1999. 

OVERVIEW

There was a substantive fall in the number of appeals received and resolved, whilst at the same time, the complexity of issues involved in appeals continued to increase significantly.  In this financial year, the Refugee Status Appeals Authority (“the Authority”) resolved 142 appeals, in comparison to 200 in the previous year.  At the commencement of the year, there were 87 undecided matters.  That number has reduced to 66 as at the end of this year.  The number of new appeals/applications for cancellation received during the year total 121, significantly lower than the 177 received in the previous year.  With membership reduced by 1.5 (full-time equivalent) overall, the results reflect a productive year.

Beyond the core activities, again considerable effort was devoted by the Chair and Deputy to consideration, consultations and submissions relating to aspects of the development of the new Immigration Act.  These related especially to the proposed operations of the Immigration and Protection Tribunal (IPT) and the expanded “protection obligations” proposed under the new Act.  The new Act is now before the Committee of the Whole of the House.  If it is passed over the coming months, there will be a significant amount of transitional work and training over the following year or more until the new Tribunal commences its operations.  The most vital factor in the transition must be the retention of the (highly recognised) knowledge base and skills developed by the Authority members and the excellent Department of Labour staff over the past 18 years.  This applies not just to this Authority but also the immigration-related authorities.  Detailed and consultative planning to achieve this will be required.

FUNCTIONS AND PROCEDURES

The Authority operates as an independent appellate body with wide-ranging powers of inquiry.  It is serviced by employees of the Department of Labour who cannot consider immigration matters or act as refugee status officers within the Department.1 The Department of Labour is directed to provide such resources as may be necessary to enable the Authority to carry out its functions under the Act.  The Chairperson is “responsible for making such arrangements as are necessary or desirable to ensure the orderly and expeditious discharge of the functions of the Authority”.2

The Authority has jurisdiction to hear and determine any appeal by a person who has been declined refugee status by a refugee status officer.  The Authority can also determine an application made to it, or an appeal against a decision by a refugee status officer, to cancel refugee status on the grounds the Refugee Convention has ceased to apply or that a person should cease to be recognised as a refugee, having obtained refugee status by forgery, false or misleading information, or the concealment of relevant information. 

CASEFLOW MANAGEMENT

There was a fall in refugee applications lodged in New Zealand over the past year of some 31%. This is somewhat against the international trend which has been slightly upwards over recent years.

The Refugee Status Branch received 246 applications, compared with 267 in the 2007/2008 (244 applications were received in 2006/2007 and 317 applications in 2005/2006).

It is pleasing to record that the number of outstanding matters dropped from 87 to 66 and that the average age for appeals on hand, including cancellations has fallen from 4.7 months to 4.49 months (omitting one long outstanding case) where the delays are somewhat beyond the control of the Authority.  Of the 142 matters finalised, 14 were withdrawn resulting in 128 published decisions.

Fifty-one appellants were declared to hold refugee status, including 12 people against whom cancellation proceedings were brought but whose refugee status was confirmed.  Of the 77 appeals declined, eight related to cancellation cases where refugee status was revoked. In total, 20 cancellation cases were dealt with by the Authority during the year, and a further eight undetermined cases were carried forward into the 2009-10 financial year.

Twelve of the 128 decisions related to minors, all of whom were accompanied by at least one parent.

Since the Authority was established in 1991, it has received a total of 9,032 appeals and other refugee determination matters and published 7,390 decisions.

A further 1,564 appeals have been withdrawn and another 12 appeals have historically been resolved in various ways.  The remaining balance of 66 appeals and cancellations are those carried forward into the 2009-10 financial year.

Of the total decisions published by the Authority since 1991, 1,378 have been declared to hold refugee status and the balance of 6,012 have been dismissed. 

The average percentage of appeals allowed since the Authority was established is 18.6%.  It should be noted that in the past three to four financial years, the approximate figure has increased primarily due to a higher percentage of claims originating from war-torn countries and/or those with regimes whose respect for human rights is more than questionable, together with a steady decrease over the past years in the number of manifestly unfounded cases.

The Authority heard and determined appeals lodged by nationals of 37 countries and one stateless person.  Nationals of Iran generated the highest percentage of appeals determined (21.8%), followed by nationals of Sri Lanka (8.5%), China (7.7%), Czech Republic (6.3%) and Turkey (4.9%).  Details of appeals determined, including statistics by country and gender, are contained in Appendices A to C.

The average age of appeals in flow continued to trend down from previous years.  At 30 June 2009, 98% of appeals on hand were aged 3.8 months.  The remaining 2% of appeals pushed the overall average age to 4.49 months.  The average age of appeals at the date of decision was 7.6 months, compared to 8 months in the previous financial year. 

Six manifestly unfounded appeals were determined in this financial year, compared with 11 during the last financial year.  These appeals are fast-tracked by the Authority to ensure they are heard (on the papers) and determined as expeditiously as practicable.  For a breakdown of manifestly unfounded claims by country and outcome, see Appendix B.  The Authority refused to consider one appeal.

During the course of the financial year, one application for judicial review was lodged in the High Court.

Cancellation proceedings are brought where the Refugee Status Branch (RSB) has evidence that a grant of refugee status (by the RSB or the Authority) “may have been procured by fraud, forgery, false or misleading representation, or concealment of relevant information...” (ss129L(1)(f)(2) and 129R, Immigration Act 1987).  If the Authority is satisfied the grant “may have been” so procured, then it must go on and consider whether the individual is still a refugee on the true facts as found.  During the past year, the Authority reviewed the whole cancellation jurisdiction in some depth and is now satisfied it has the required level of clarity (see Refugee Appeal No 75574 (29 April 2009).


B
UDGET

The expenditure for both the Authority’s secretariat and its members remained well within appropriation.  Indeed, downward adjustments were made during the year both with staffing and membership to reflect lower appeal numbers.

AUTHORITY MEMBERSHIP

There were nine warranted members as at 30 June 2009, during this year.  The effective full-time equivalent membership was reduced by approximately 1.5 over the previous year.

Some members of the Authority hold warrants on other immigration tribunals: the Deportation Review Tribunal, the Removal Review Authority (RRA) and the Residence Review Board (RRB).  This assisted all tribunals in managing their current work flows.  Cross-appointments and part-time membership have proved effective mechanisms for managing what is, of its nature, an unpredictable flow of work to the RSAA and the other tribunals.

For a full list of members as at 30 June 2009, and their remuneration, see Appendices D and E.



THE AUTHORITY'S ACTIVITIES

During this year, the complexity of many cases continued to increase by comparison to past years.  Several cases have required many directions hearings to clarify preliminary issues.  The case of X is now proceeding after the issue of confidentiality in respect of s129T was resolved by the Supreme Court in Attorney General v X and RSAA [2008] NZSC 48.  This case has required the Deputy Chairperson to be involved in a considerable number of directions hearings and decisions on preliminary matters.  It is hoped that the substantive hearing itself will be commenced in about six months.  The Authority also received two applications relating to the publication of a research copy of one of its decisions.  A decision on those two applications has now been published (RSAA Application Section 129T-2009-01 and Section 129T-2009-02 (17 July 2009).  As stated, the Authority also substantively reviewed its cancellation jurisdiction in Refugee Appeal No 75574.

In May/June, we were again pleased to host a graduate law student from the University of Michigan.  This year’s fellow, Rebecca Aili Cohen, usefully completed a project entitled ‘Protection Elsewhere Agreements in the New Zealand Context’. 

As part of wider international training and development in this field of law, in conjunction with the UNHCR and International Association of Refugee Law Judges (and funded by the recipients), Rodger Haines QC and the Chair conducted training courses for judges and officials in South Korea, Russia and Japan.  


THE AUTHORITY'S SECRETARIAT

As for several years now the Authority has received excellent service from the Secretariat supplied by the Department of Labour.  Its core of excellent, experienced, well-trained staff, contribute significantly to the smooth running and performance of the Authority.  It is essential that, in the transfer of responsibility from the Department of Labour to the Ministry of Justice that these skills are retained and built upon to provide similar standards of quality and efficiency for the proposed IPT.  The good working relationship between the senior management of the Department of Labour and the Authority that underpins this excellent service, continued.

Special thanks must again be given to Graeme Buchanan, Deputy Secretary of Labour, his Group Manager, Gail Powell, the RSAA Registrar, Brian Lewis, and the RSAA Secretariat for their excellent support and the understanding of the essential independence required by Authority members in their decision-making.    


CONCLUSION

Again, this has been a year where for a variety of reasons the role of the Deputy Chairperson has been a significant one, his extremely valuable input is highly appreciated. 

Finally, again my thanks are due to all Authority members for their strong and productive commitment to the Authority in a field of growing complexity, particularly given the uncertainly about their future with the proposed disestablishment of the Authority under the Immigration Bill.






…………………………………………………
Allan Mackey
Chairperson
Refugee Status Appeals Authority



APPENDIX A

ALL DECISIONS BY NATIONALITY AND GENDER, INCLUDING MINORS


Nationality
Female
Male
FY Total
Afghanistan

3
3
Angola
1
1
Bangladesh 1
4
5
Bolivia
2
2
4
Chad
2
2
China
5
6
11
Colombia
1

1
Congo

1
1
Czech Republic
5
4
9
Egypt
1
5
6
Estonia
1
1
2
Fiji
1

1
Great Britain
2
1 3
Hungary

1
1
India
1
2
3
Indonesia

1
1
Iran
5
26
31
Iraq

2
2
Israel

1
1
Kenya
1
1
Malaysia
1
2
3
Myanmar 1
3
4
Nepal
5
5
Nigeria
2

2
Pakistan

1
1
Poland

1
1
Russia
1
1
2
Saudi Arabia
2

2
Slovakia
2
1
3
Somalia
2
1
3
Sri Lanka
4
8
12
Stateless
1

1
Sudan

1
1
Syria

1
1
Togo
1
1
2
Turkey
2
5
7
Ukraine

1
1
Zimbabwe
1
1
2
Grand Total
45
97
142


APPENDIX B

ALL DECISIONS BY TYPE AND NATIONALITY, INCLUDING MINORS


Nationality
Grant
Dismissal
Manifestly
Unfounded
Refused to
Consider
Withdrawals FY Totals
Afghanistan
2
1



3
Angola

1



1
Bangladesh 2
1

1
1
5
Bolivia

4



4
Chad

1
1


2
China
4
2
3

2
11
Colombia 1




1
Congo
1



1
Czech Republic 1
4


4
9
Egypt
1
5



6
Estonia
2



2
Fiji


1


1
Great Britain




3
3
Hungary

1



1
India
3



3
Indonesia
1



1
Iran 19
11


1
31
Iraq
1
1



2
Israel
1



1
Kenya 1




1
Malaysia

2
1


3
Myanmar
2
2



4
Nepal
5



5
Nigeria

2



2
Pakistan
1



1
Poland


1


1
Russia
1
1



2
Saudi Arabia
2




2
Slovakia

3



3
Somalia
1
2



3
Sri Lanka
7
4


1
12
Stateless
1




1
Sudan
1




1
Syria
1




1
Togo

2



2
Turkey 2
5



7
Ukraine

1



1
Zimbabwe
1



1
2
Grand Total
51
70
7
1
13 142


APPENDIX C

ALL DECISIONS FOR MINORS BY NATIONALITY


Nationality
Grant
Dismissal
Manifestly
Unfounded
Withdrawals
FY Totals
Bolivia
2


2
Czech Republic

1

1
2
Estonia

1


1
Great Britain



2
2
Iran
1



1
Nigeria

1


1
Saudi Arabia
1



1
Slovakia

2


2
Togo

2


2
Turkey

1


1
Grand Total
2
10
0
3
15


APPENDIX D

MEMBERSHIP (during year to 30 June 2009)

Name
Expiry Date of Present Term*
Baddeley, Josephine Gail (Dr)
31.10.09
Burson, Bruce Llewellyn
30.06.10
Dingle, Bridget Anne
31.10.09
Haines QC, Rodger
30.09.10
Mackey, Allan Robert (Chairman)
30.06.10
Molloy, Andrew Nesbit
30.06.10
Robins, Margaret Lesley
30.09.10
Roche, Martha Anne
30.06.10
Treadwell, Charles Martin
30.06.10

* All memberships expire if the Authority is disestablished prior to the expiry date of the warrants pursuant to the Immigration Bill 2007.
All members would have to apply for membership of the proposed Immigration and Protection Tribunal (IPT) if they wish continuance in this area of work. There are no assurances of appointment.
 

APPENDIX E

FINANCIAL DISCLOSURE

Fees received by each Member of the Refugee Status Appeals Authority for the period 1 July 2008 to 30 June 2009.


Member
Fees Paid ($)
Baddeley, Josephine Gail
48,425
Burson, Bruce Llewellyn
147,141
Dingle, Bridget Anne
118,843
Haines QC, Rodger
243,550
Mackey, Allan Robert
185,320
Molloy, Andrew Nesbit
118,160
Robins, Margaret Lesley
37,050
Roche, Martha Anne
98,165
Treadwell, Charles Martin 73,850




1  Clause 5, Schedule 3C Immigration Act 1987
2  Clause 2, Schedule 3C Immigration Act 1987