Refugee Status Appeals Authority
 
PO Box 90251, Auckland Mail Centre, Auckland 1, New Zealand
3rd Floor, 13 Waverley Street, Auckland, New Zealand
Telephone (09) 914 4299 Facsimile (09) 914 5263
 
 
ANNUAL REPORT TO 30 JUNE 2000

This is the first official report presented to the Minister of Immigration pursuant to Schedule 3C of the Immigration Act 1987, as introduced by Section 129N(8) of the Immigration Amendment Act 1999.
 

OVERVIEW

The Authority has operated, since it was established by the Cabinet in 1991, pursuant to Terms of Reference set out by Cabinet for the purpose of determination of refugee status in New Zealand. Those Terms of Reference did not call for an annual report to be prepared.

It was pleasing for the membership to note that a legislative basis of refugee determination was established in 1999 (from 1 October 1999). This included the formal establishment of this Authority and the incorporation of the Convention relating to the Status of Refugees (1951) and the Protocol (1967) being incorporated as the Sixth Schedule to the Immigration Act 1999. Statutory recognition has given significant clarification to the operation and status of the Authority.

Appeal Numbers

Following the appointment of several additional refugee status officers to the Refugee Status Branch (RSB) in 1999/2000, there has been a lift in the determinations done at first instance. This resulted in the number of appeals received reaching approximately 70 per month in the final quarter. The total appeals for the year was 574 (578 in 1998/99). With some 2,300 aged applications to process by the RSB, in addition to current year applications, it is anticipated that the likely flow on appeals to the Authority could increase by some 40/50% over the next two years. Planning, both at the administration and membership level, is underway to meet that challenge.

The Authority scheduled 753 hearings, either by way of interview or on the papers. The Authority fully heard 494 appeals and issued decisions on 517. (In 1998/99, 459 appeals were heard and 405 decided). Withdrawn or out of time appeals were 70 (25). There are 317 appeals in process; of those, 221 are still to be heard. The balance are awaiting finalisation or decision publication. On average, decisions are published within 2/3 months from the date the hearing is concluded.

Since the Authority was established in 1991, it has finalised some 4,483 decisions. Of those, 739 have been granted refugee status, with the balance being declined or withdrawn appeals.

In the past fiscal year, 74 appeals have been allowed and 443 declined.

Membership

In early 2000, a further round of advertising to attract new members took place, on an open advertising, merit appointment basis. A reasonable number of applicants expressed interest. However, from these, we were only able to identify two part-time members who met the necessary standards for appointment. Those two appointments have just been finalised. It is of concern that we are thus in a position where we do not have sufficient membership to meet the forecasted number of appeals likely to come before the Authority over the coming two to three years. A working paper on this issue has been prepared by officials, after consultation with a wide range of interested parties. That paper will go to the Minister in late July 2000 for her recommendation as to further steps or study that needs to be done to attract and retain members of the right calibre and experience.

General Comments

The Authority continued to develop its jurisprudence during the year, taking into account domesticated international developments and decisions made on refugee issues. Following the decision of the Court of Appeal in the well-known Butler case, the Authority altered its approach towards the determination of relocation alternatives for applicants within their home countries (now termed the Internal Protection Alternative - IPA). The Authority's decision in Refugee Appeal No 71684/99 (29 October 1999) reiterates the central issues involved in refugee determination (as approved in the Butler decision by the Court of Appeal) but now adds that the relocation, or IPA, must be considered within the framework of whether meaningful national state protection can be genuinely accessed by appellants in another part of their home country, where basic norms of civil, political and socio-economic rights are available. The key element in this decision is that the reasonableness of the relocation must be tied back to the definition within the Convention.

The processing of appellants in custody, and a hunger strike by a number of them, placed significant strains on the resources of the Authority. The Authority pointed out to counsel and appellants, on several occasions, that it stood ready to hear the appeals of the hunger-strikers so that their determinations could be made promptly and fairly. Where appellants, however, rendered themselves unfit for the scheduled hearings, through their hunger-strikes, their appeals and determination of their status had to be delayed. This affected the flow of appeals and final statistics.

The issue of detention, of course, is not one in which this Authority can, in any way, be involved, apart from endeavouring to hear the appeals of appellants who are in custody, at the earliest practicable date, so that, if they are found to be refugees, they can be released as soon as possible.

The Authority updated its Practice Notes in 1999 and these are available from the secretariat for all interested parties.
 

FUNCTIONS AND PROCEDURES
 
The Authority operates as an independent decision-making body of review. Pursuant to Section 3C of the Immigration Act 1987, recently introduced, the Authority is serviced by employees of the Department of Labour (DOL), who are not employed to consider applications for permits under the Immigration Act or designated as refugee status officers within the Department. The Department of Labour is directed to provide such resources as may be necessary to enable the Authority to carry out its functions under the Act. The Act provides for the Chairperson to be "responsible for making such arrangements as are necessary or desirable to ensure the orderly and expeditious discharge of the functions of the Authority".

Pursuant to the provisions of the Section 3C, the Authority operates as a Commission of Inquiry under the Commissions of Inquiry Act 1908.

Section 1290 of the Act provides that a person who has been declined refugee status by a refugee status officer may appeal to the Authority against that officer's decision, within a 10 day time limit, in most situations. The Authority also has other powers to determine applications by refugee status officers as to whether: the Refugee Convention has ceased to apply (Article 1C of the Convention); a person should cease to be recognised as a refugee, following earlier recognition which may have been procured by fraud, forgery, false or misleading representation or the concealment of relevant information; or possible exclusion under Articles 1D, 1E or 1F of the Convention where refugee Authority for reasons of fraud, forgery, false or misleading representation or the concealment of relevant information.

All decisions of the Authority must be given in writing, including reasons and, where relevant, the decision of the majority of members will prevail or, if evenly divided, the matter will be determined in favour of the appellant. Predominantly, the Authority sits with one member, but additional members can be brought on to a panel at the discretion and direction of the Chairperson.
 

1999/2000 FISCAL YEAR ACTIVITIES

Appeals Received and Processed

Full details of the Authority' s statistics are set out the Schedules to this report.

Membership

Two new part-time members were appointed to the Authority towards the end of the fiscal year. Details of current membership is set out in the Schedule below.
 
 

Members Days per month on Authority Work (approximate) Expiry Date of Warrant
Elizabeth Aitken* 12 days 1 July 2003
Peter Andrew 4-5 days 1 July 2001 (new appointment)
Jo Baddeley Full-time 5 September 2000
Richard Donald Full-time 5 September 2000
Anna Fitzgibbon 4-5 days 1 July 2001 (new appointment)
Rodger Haines QC (Deputy Chairperson) 10-12 days 1 October 2003
Sharyn Joe* 16 days 1 July 2003
Prue Tamatekapua 2-3 days 5 September 2000
Judge Allan Lawson 8 days 1 July 2002
Allan Robert Mackey* (Chairperson) 15 days 1 January 2004
Paul Millar* 18 days 1 July 2003
Carol Parker* 18 days 1 July 2003
David Plunkett* 16 days 1 July 2003
John Priestley QC (Deputy Chairperson) 6 days 1 October 2003
Jonathan Moses 3-4 days 1 July 2002
Margaret Robins 3-4 days 5 September 2000
Martha Roche 6 days 5 September 2000
Shelley Sage* 4-5 days 1 July 2002
Virginia Shaw* 15-16 days 1 July 2003
Charles Martin Treadwell* 16 days 1 July 2003
Lisa Tremewan* 16 days 1 July 2003
 
* Also serve on other immigration/refugee Appeal Authorities.

Judicial Reviews of Authority Decisions

Schedule 6 below sets out the number of Judicial Reviews lodged in the past fiscal year and their current status.

Status Since Establishment in 1991
 
 

Appeals/Registered
Withdrawn/Out of Time
Other Determinations
Decisions Published
4,810
972
9
3,512
 
 
Appeals Allowed
Appeals Declined
Determinations Outstanding
739
2,773
317
 
 

Alan Mackey
Chairperson
Refugee Status Appeals Authority
 

 

Schedule 1
 
Appeals Received and Determined
From 1 July 1999 to 30 June 2000
 
 
Month
Opening
Appeals Received
Hearings Scheduled
Appeals Actually Heard
Appeals Decided
Appeals Withdrawn /OOT
Declined
Approved
CA/MU
Closing
 July-99
333 
53 
63 
41 
30 
25 
355 
 Aug-99
355 
29 
57 
40 
31 
27 
348 
Sep-99 
348 
30 
41 
29 
45 
39 
332 
Oct-99 
332 
27 
71 
43 
42 
27 
15 
290 
Nov-99 
290 
31 
82 
45 
37 
32 
275 
Dec-99 
275 
54 
64 
35 
66 
57 
258 
Jan-00 
258 
41 
33 
22 
27 
26 
270 
Feb-00 
270 
54 
80 
53 
20 
19 
300 
Mar-00 
300 
59 
96 
67 
44 
12 
35 
303 
Apr-00 
303 
52 
43 
25 
53 
46 
299 
May-00 
299 
72 
53 
33 
44 
38 
323 
Jun-00 
323 
72 
70 
61 
78 
19 
72 
317 
Total for Year 
 
574 
753 
494 
517 
70 
443 
74 
41 
 
 

OOT - Out of Time

CA/MU - clearly abusive or manifestly unfounded.
 

 

Schedule 2
 
Breakdown of Appeals by Country of Origin
1 July 1999 to 30 June 2000
 
 
Country
Jul
Aug
Sept
Oct
Nov
Dec
Jan
Feb
Mar
Apr
May
Jun
Total
Afghanistan
 
 
 
1
 
 
 
 
 
1
 
 
2
Algeria
 
1
 
1
 
1
 
 
 
 
1
 
4
Bangladesh
 
 
 
 
 
 
1
3
1
 
 
 
5
China
4
6
9
7
4
13
6
2
5
7
4
18
85
Colombia
 
 
 
1
 
 
 
 
 
 
 
 
1
Congo
 
 
 
 
 
 
 
 
 
 
1
 
1
Czech Republic
1
 
1
2
 
 
 
 
1
 
1
 
6
Egypt
 
 
 
 
 
 
1
 
1
 
 
 
2
Ethiopia
 
1
 
2
 
 
 
 
1
 
 
 
4
Fiji 
 
 
 
 1
 
 
 
13 
Ghana 
 
 
 
 
 
 
 
 
 
India 
10 
10 
13 
78 
Indonesia 
29 
16 
13 
11 
99 
Iran 
52 
Iraq 
 
 
 
 
 
 
 
 
 
 
Kazakhstan 
 
 
 
 
 
 
 
 
 
 
Kuwait 
 
 
 
 
 
 
 
 
 
 
 
Liberia 
 
 
 
 
 
 
Libya 
 
 
 
 
 
 
 
 
 
 
 
Malaysia 
 
 
 
 
 
 
 
 
 
 
Morocco 
 
 
 
 
 
 
 
 
Myanmar 
 
 
 
 
 
 
 
 
 
 
 
Nigeria 
 
 
 
 
 
 
 
 
 
Pakistan 
 
 
 
 
 
 
 
 
 
 
Peru 
 
 
 
 
 
 
 
 
 
 
Philippines 
 
 
 
 
 
 
 
 
 
 
 
Poland 
 
 
 
 
 
 
 
 
 
 
 
Russian Federation 
 
 
 
13 
Rwanda 
 
 
 
 
 
 
 
 
 
 
Somalia 
 
 
 
 
 
 
 
 
South Africa 
 
 
 
 
 
 
 
 
 
 
South Korea 
 
 
 
 
 
 
 
 
Sri Lanka 
 
 
 
 
18 
Sudan 
 
 
 
 
 
 
 
 
 
 
 
Syria 
 
 
 
 
 
 
 
 
 
 
Tajikhstan 
 
 
 
 
 
 
 
 
 
 
 
Thailand 
 
 
24 
Togo 
 
 
 
 
 
 
 
 
 
 
Tonga 
 
 
 
 
 
 
 
 
 
 
 
Turkey 
 
 
 
 
 
 
 
 
 
 
 
Ukraine 
 
 
 
 
 
16 
United States 
 
 
 
 
 
 
 
 
 
 
 
Vietnam 
 
 
 
15 
Yemen 
 
 
 
 
 
 
 
 
 
 
 
1
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Appeals Decided 
29 
31 
44 
45 
33 
64 
27 
20 
45 
53 
44 
79 
514 
 
 
Schedule 3
 
Article 1F Exclusion Decisions
1 July 1999 to 30 June 2000
 
 
Country
Total
Male
Female
Allowed
Dismissed
 
 
 
 
 
 
Yemen
1
1
 
 
1
Afghanistan
1
1
 
1
 
Liberia
1
1
 
 
1
 
 
 
 
 
Total Exclusions
3
3
0
1
2
 
 
Schedule 4
 
Female Appellants
1 July 1999 to 30 June 2000
 
 
Country
Total 
Allowed 
Dismissed 
Withdrawn 
Non-appearances 
MU-Appeals 
 
 
 
 
 
 
 
Bangladesh
 
 
 
 
China
32 
30 
 
Czech Republic 
 
 
 
 
Ethiopia
 
 
 
 
Fiji
2
 
 
 
 
Ghana 
 
 
 
 
India
 
 
 
 
Indonesia 
40 
 
40 
4
 
 
Iran
 
 
 2
 
Kazakhstan 
 
 
 
Liberia
 
 
 
 
Malaysia
 
 
 
Peru 
 
 
 
 
Philippines 
 
 
 
 
Russian Federation 
 
 
 
 
South Korea 
 
 
 
 
Thailand 
13 
 
13 
 
 
Tonga 
 
 
 
 
Ukraine 
 
 
 
 
United States 
 
 
 
Vietnam 
 
 
 
 
 
 
 
 
 
 
Total Female Appellants 
115 
111 
12 
 
 
 
 
Schedule 4 continued
 
Male Appellants
1 July 1999 to 30 June 2000
 
 
 
Country
Total
Allowed
Dismissed
Wthdrwn
Non-appearances
MU Appls
2nd Appls
3rd Appls
Afghanistan
2
2
 
 
 
 
 
 
Algeria
4
2
2
 
 
 
 
 
Bangladesh
4
 
4
1
 
 
 
 
China
53
3
50
4
14
 
2
 
Colombia
1
1
 
 
 
 
 
 
Congo
1
 
1
 
 
 
 
 
Czech Republic
5
5
 
1
 
 
 
 
Egypt
2
 
2
 
 
 
 
 
Ethiopia
3
1
2
 
 
 
 
 
Fiji
11
 
11
2
 
5
 
 
Ghana
4
 
4
1
 
 
 
 
India
76
7
69
1
1
 
 
2
Indonesia
59
 
59
8
8
 
 
1
Iran
50
26
24
2
 
 
 
 
Iraq
3
3
 
 
 
 
 
 
Kazakhstan
2
 
2
 
 
 
 
 
Kuwait
1
1
 
 
 
 
 
 
Liberia
7
 
7
 
1
 
 
 
Libya
1
 
1
 
 
 
 
 
Malaysia
2
 
2
 
 
 
 
 
Morocco
4
1
3
1
 
 
 
 
Myanmar
2
 
2
 
 
 
 
 
Nigeria
4
 
4
 
1
 
 
 
Pakistan
4
 
4
 
 
 
 
 
Peru
2
 
2
 
 
 
 
 
Philippines
 
 
 
 
 
 
 
 
Poland
1
 
1
 
 
 
 
 
Russian Federation
12
 
12
2
 
4
 
 
Rwanda
2
 
2
 
 
 
 
 
Somalia
5
3
2
 
1
 
 
 
South Africa
3
 
3
1
 
 
 
 
South Korea
6
 
6
1
 
 
 
 
Sri Lanka
18
10
8
 
 
 
 
 
Sudan
1
1
 
 
 
 
 
 
Syria
2
1
1
 
 
 
 
 
Tajikhstan
1
 
1
 
 
 
 
 
Thailand
11
 
11
 
1
 
 
 
Togo
2
1
1
 
 
 
 
 
Tonga
1
 
1
 
 
 
 
 
Turkey
1
 
1
 
 
 
 
 
Ukraine
13
 
13
3
 
4
 
 
United States
 
 
 
 
 
 
 
 
Vietnam
12
1
11
 
1
 
 
 
Yemen
1
 
1
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Male appellants
399
69
330
28
28
13
2
3
 
 
 
 
 
 
 
 
 
Female appellants
115
4
111
12
7
2
0
0
 
 
 
 
 
 
 
 
 
Total appellants
514
73
441
40
35
15
2
2
 
 
Schedule 5
 
Minors/Child Appellants
1 July 1999 to 30 June 2000
 
 
 
Country
Total
Male
Female
Allowed
Dismissed
Iran
1
 
1
1
Total Minors/Child Appellants
1
 
1
1
 
 
Schedule 6
 
JUDICIAL REVIEWS
 
 
Judicial Reviews (Applications filed with High Court) 6
Allowed 0
Dismissed 2
Settled 1
Struck out 0
Outstanding 3*
 

* The two outstanding decisions from 1999 were dismissed in August 1999.

There have been 48 judicial reviews filed since the RSAA was established, of which five have been remitted back to the Authority.