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High Court Cases
So M v Refugee
Status Appeals Authority
High Court Auckland
CIV-2004-404-6740
15-16 September 2005; 20
October 2005
Courtney J
Benefit of the Doubt
- when appropriate to apply
Judicial review -
admission of new evidence on review - whether fresh evidence admissible
Judicial review -
approach to judicial review of RSAA decisions
Judicial review -
credibility findings
Judicial review -
duty to investigate - Immigration Act s 129P
Judicial review -
fairness - credibility findings - whether notice must be given of a
proposed adverse credibility finding
Judicial review -
inconsistent findings
Judicial review -
mistake of fact - whether mistake of fact a ground for judicial review
Procedure of RSAA -
joint hearing - whether procedurally unfair
The plaintiff, a
citizen of Iran, was one of four children. Her elder brother
experienced problems with the Iranian authorities and left Iran for New
Zealand in 1997. There he was recognised as a refugee.
Following the departure of her elder brother the plaintiff married but
soon divorced in 2001. It was claimed that in 2003 her younger brother
began
experiencing problems with the authorities in Iran. The plaintiff was
said to have been detained
on three occasions and interrogated about that brother's
whereabouts. On the occasion of her third detention she claimed to have
been raped. The
plaintiff left Iran and upon arrival in New Zealand claimed refugee
status. She said that she was unaware that her younger brother was
travelling by the same route, also destined for New Zealand. When that
brother arrived in New Zealand he too claimed refugee status. After
their claims to refugee status failed at first instance, both the
plaintiff and her younger brother appealed to the Refugee Status
Appeals Authority (RSAA). By consent their appeals were heard jointly,
with the evidence in the one appeal treated as evidence in the other.
The RSAA made adverse credibility findings in respect of both the
plaintiff and her younger brother and both appeals were dismissed. In
the High Court a number of challenges were made to the RSAA decision.
In addition the plaintiff sought to introduce a wide range of further
evidence, including a summons addressed to the plaintiff. The RSAA had
made a specific finding that the summons did not exist and that finding
was clearly a factor in its assessment of the plaintiff's credibility.
Held:
1. The
further evidence could not be adduced. Some did not exist at the time
of the RSAA hearing, some could have been adduced at the RSAA hearing
but was not (see paras [6], [7], [8], [9], [12] and [13]).
Don v Refugee Status Appeals Authority
[2001] NZAR 343 (Chambers J) referred to.
2. The
function of the High Court in a judicial review proceeding is limited
to considering whether the RSAA approached its decision-making process
properly. Generally, it can only act if the RSAA exceeded its power,
erred in law, made its decision based on a mistake of fact, took
irrelevant matters into account, failed to take relevant matters into
account or if its decision was so unreasonable no rational authority
could reach it or if the decision-making process was procedurally
unfair (see para [23]).
Chief Constable of the North Wales Police
v Evans [1982] 1 WLR 1155 (PC) and Mercury Energy Ltd v Electricity
Corporation of New Zealand Ltd [1994] 2 NZLR 385 (PC) referred
to.
3. Only in
rare cases will the Court interfere with a credibility finding made by
the RSAA. As to the facts, it had had the opportunity to observe the
plaintiff and other witnesses over a period of days and in the context
of the issues that are routinely coming before it. The RSAA made very
explicit adverse credibility findings against the plaintiff. It
considered that the version of events advanced was so implausible that
it did not believe that they had occurred. There would have to be an
exceptional reason for interfering with this finding (see para [25]).
4. Section
129P specifically imposes on the applicant the responsibility for
establishing his or her claim to refugee status. This is, of course,
subject to the claimant's right to the benefit of the doubt in respect
of aspects of the case that cannot be established. Generally, however,
there is no obligation on the RSAA to seek further information or
evidence in addition to that provided by the claimant. A refugee
claimant cannot demonstrate an error or law by the RSAA as a result of
its own failure to make further inquiries or requesting the claimant to
make further inquiries (see paras [28] & [29]).
Jiao v Refugee Status Appeals Authority [2003]
NZAR 647 (CA) referred to.
5. The
function of the Court is to review the process the RSAA followed in
determining the claim as it was advanced then. The findings that the
RSAA made were clearly open on the evidence before it. The RSAA could
not be expected to disregard the reasons advanced by the plaintiff
herself for her detentions and to go in search in what might have been
other reasons (see para [55]).
6. Mistake
of fact as a ground of judicial review has not been the subject of
clear confirmation by the Court of Appeal but there are several
instances in which the High Court has accepted that mistake of fact is
available as a ground of review. However, even in those cases, the
Court has required, amongst other things, the mistake to have been made
in relation to an established or incontrovertible fact. As to the
summons, it cannot be said that there was an established fact that
might have been the subject of a mistake. The document adduced could
not be treated as establishing the existence of the summons and such
existence could not safely be treated as an established fact (see paras
[63], [64] & [65]).
Lewis v Wilson & Horton Ltd [2000]
3 NZLR 546 (CA); Taiaroa v Minister
of Justice (High Court Wellington, CP99/94, 4 October 1994,
McGechan J); Northern Inshore Fisheries
Company Ltd v Minister of Fisheries (High Court Wellington,
CP235/01, 4 March 2002, Ronald Young J) referred to.
7.
The difficulty confronting the plaintiff was that the RSAA did not
reject her claim because of doubts about a few peripheral aspects of
her account that could not be proven. Instead, the plaintiff was faced
with a general credibility finding about all aspects of her story,
including the very facts that underpinned her claim. The RSAA did not
believe that she had suffered in the way she claimed nor that she had
exited Iran in the way she described. In those circumstances it was
simply not possible to point to one or two aspects of the plaintiff's
version of events and complain that she should have been given the
benefit of the doubt in respect of them. She was not entitled to the
benefit of the doubt in respect of the most critical and fundamental
aspects of her story, which the RSAA, following extensive evidence,
rejected as implausible (see paras [47] & [49]).
Jiao v Refugee Status Appeals Authority
[2003] NZAR 647 (CA); UNHCR Handbook
on Procedures and Criteria for Determining Refugee Status, paras
203 & 204 referred to.
8.
The Authority was not required to, and did not, make a finding about
the circumstances of the refugee status claim advanced by the elder
brother. That brother gave evidence to the RSAA and to that extent his
story was before the RSAA. No adverse credibility assessment was made
in respect of it. But the truth of those circumstances could not assist
in determining the veracity of the plaintiff's account of events that
happened to her. The fact that certain things may have happened to the
elder brother could not help in deciding whether the plaintiff's
account was true, since her account related to events that occurred
after the elder brother had departed Iran. The RSAA reached its view
based on its assessment of the plaintiff's evidence, which it was quite
entitled to do, regardless of how the elder brother's version of events
was viewed (see para [73]).
9. In
general, there is no obligation on a tribunal to warn of a possible
adverse credibility finding and give an opportunity to respond. There
may be particular cases in which the circumstances dictate that such a
warning be given. In the present case it must have been obvious to the
plaintiff and her counsel that, having advanced the claim in reliance
on the younger brother's account of events, his credibility would be
relevant to the RSAA's assessment of the plaintiff's claim. The
plaintiff gave evidence that during the 2003 detentions she was
questioned about the younger brother's whereabouts. If that brother's
account of events were not accepted, this would inevitably undermine
the plaintiff's account of the detentions (see para [82]).
Khalon v Attorney-General [1996] 1
NZLR 458 (Fisher J); Hoffmann-La
Roche (F) & Co AG v Secretary for Trade and Industry [1975]
AC 295 (HL) referred to.
Application
dismissed.
Other cases
mentioned
in judgment:
Daganayasi v
Minister of Immigration [1980] 2 NZLR
130 (CA)
Kord v Minister for Immigration
and Multicultural Affairs [2001]
FCA 1163 (Healy J)
New Zealand Fishing Industry
Association Inc v Minister of
Agriculture and Fisheries [1988] 1 NZLR 544 (CA)
Roussel
Uclaf Australia Pty Ltd v Pharmaceutical Management Agency Ltd
[1997] 1 NZLR 650 (CA)
Counsel
E Orlov for the
plaintiff
A Longdill for the
second defendant
[Editorial note:
This judgment is to be read with the judgment delivered by
Courtney J on the same day in relation to the younger brother, namely A M v
Refugee Status Appeals Authority (High Court Auckland,
CIV-2004-404-6586, 20 October 2005, Courtney J)]
RESERVED JUDGMENT OF
COURTNEY J
Table
of Contents
Introduction
Application to Adduce
Further Evidence
Correspondence with Amnesty
International Regarding
Plaintiff’s
Father
S M’s Immigration File
Medical Report
1 June
2005
Letters to Red Cross
Regarding
Plaintiff’s Father
Amnesty International Report
The Plaintiff’s Divorce
Decree
Summons
RSAA’s
Decision
Principles Applicable
on Judicial Review
First Ground of
Review – Failure to Make Enquiry
Second Ground of Review
– Mistake of Fact / Failure to Take Vital Facts
Into Account
Status of mullah
with whom S M had
dispute
Detention and rape of
plaintiff
Finding that response
of
plaintiff’s family implausible
Third Ground – Failure to Apply Proper
Testing in Assessing
Credibility
Failure to give
plaintiff the benefit of the
doubt
Failing to assess
credibility against how Iranian family and woman
would have acted
Assessing plaintiff’s
credibility by reference to
credibility of AM
Failing to view
plaintiff’s belief as to reasons
for detention as not determinative of the actual reason
Possible
error of fact forming basis of credibility assessment
Further
submissions in relation to first, second and third grounds for review
Fourth
Ground of
Review – Failure to Take Into Account or Apply the Appropriate Test
(the RSAA’s Decision was Unreasonable)
Fifth Ground of Review – Procedural
Unfairness
Result
Introduction
[1] The plaintiff is an
Iranian national. She arrived in New Zealand in September 2003 and
applied for refugee status. Her younger brother, A M, arrived in
New Zealand in October 2003 and also applied for refugee status. Their
elder brother, S M, was already living in New Zealand, having been
granted refugee status in 1998.
[2] The plaintiff applies for
judicial review of the Refugee Status
Appeals Authority’s (RSAA) decision 1 September 2004, which dismissed
her appeal against the decision of the Refugee Status Branch (RSB)
declining refugee status.
Application to
Adduce Further Evidence
[3] I deal first with
the plaintiff’s application to adduce further
evidence. Although the application was filed on 22 April 2005 the
affidavits in support were not filed until 7 June 2005 (Sharon
Bricknall) and 31 August 2005 (the plaintiff). Even then, one of the
annexures referred to in the plaintiff’s affidavit was not attached to
the affidavit and I gave leave for the plaintiff to file a further
affidavit rectifying that, which she has now done.
[4] The evidence sought to be
adduced is:
- Correspondence
January – June 2005 between plaintiff’s solicitors and
Amnesty International enquiring about plaintiff’s father
- Full
immigration file of RSAA in relation to S M
- Medical report
1 June 2005 by Dr T J Wansbrough
- Letters from
plaintiff’s solicitor to Red Cross enquiring about
plaintiff’s father
- Report from
Amnesty International 23 June 2005
- Plaintiff’s
divorce decree
- Copy of
summons to plaintiff and translation.
[5] Ms Longdill opposed the
application in respect of all the documents
on various grounds; some did not exist at the time of the RSAA hearing,
others could not be authenticated and some could have been put before
the Authority at the time. She relied generally on the decision in Don
v Refugee Status Appeals Authority [2001] NZAR 343 in which
Chambers J
considered an attempt to adduce additional evidence in support of an
application for judicial review of an RSAA decision, saying:
The focus of my enquiry
must be on the integrity of the earlier
decision making process. As the Court of Appeal said in Roussel
Uclas Australia Pty Limited v Pharmaceutical Management Agency Limited
[1997] 1 NZLR 650, 658:
New
opinion evidence, not presented to the decision-maker, can seldom
help to demonstrate that a decision on what is essentially an
evaluation exercise was unreasonable when made. It is not appropriate
to allow in this material which was not before the decision-maker and
was largely brought into existence after the impugned decision was
made, and to do so essentially for the purpose of casting doubt on the
substantive reasonableness of the decision.
Correspondence
with Amnesty International Regarding Plaintiff’s Father
[6] This correspondence
post-dates the RSAA decision. The RSAA
could not have taken it into account and there is no basis on which it
could be adduced as evidence now.
S
M’s Immigration File
[7] The plaintiff seeks
to adduce S M’s full immigration file in
relation to his refugee status application in 1998. Plainly, this file
could have been obtained by the plaintiff at the time of the RSAA
hearing had it been regarded as relevant. S M gave evidence to
the RSAA in support of the plaintiff’s application. Any relevant
information could have been adduced then. There is no basis on which to
justify adducing these documents as evidence now.
Medical
Report 1 June 2005
[8] This report post-dates the
RSAA decision. There is no basis
on which it could be adduced as evidence now. Further, I note that
evidence of the plaintiff’s medical condition was before the RSAA in
the form of a letter from the Auckland District Health Board 23 July
2004.
Letters to Red Cross
Regarding Plaintiff’s Father
[9] These letters also
post-date the RSAA decision. In any event,
they are quite inconclusive and add nothing to the plaintiff’s
case. There is nothing to justify allowing them being adduced as
evidence now.
Amnesty
International Report
[10] This report is entitled
“human rights violations and the risk
faced by family members of political and social activists”. The
plaintiff wishes to rely on it as tending to support her claim that, as
the sister of a refugee (S M), she is in a class of persons that would
be targeted by the Iranian authorities and liable to detention and ill
treatment. Mr Orlov asserts that although the report was dated 23
June 2005 (well after the RSAA decision) the information in it has
simply been drawn from Amnesty International’s files and could have
been available to the Authority at the time, had a request been made.
[11] Ms Longdill, submitted
that the RSAA had no obligation to obtain
this information (s 129P Immigration Act 1987) and further, the report
is irrelevant because it deals specifically with the risks faced by
families of political and social activists, not refugees.
[12] I accept Ms Longdill’s
submissions. Section 129P makes it
clear that the RSAA had no obligation to obtain a report such as this
for the purposes of considering the plaintiff’s appeal. I also
accept that the circumstances of those referred to in the report are
different to the circumstances of the plaintiff’s brother, whose
problems did not stem from political or social activism but from a
personal difference with an authority figure. I also note that a
number of the incidents referred to in the report occurred after
September 2003, when the plaintiff left Iran. For these reasons, the
Amnesty International report cannot be adduced.
The Plaintiff’s Divorce
Decree
[13] This document is
annexed to the plaintiff’s affidavit 31 August
2005. However the annexure is not in English and there is no
translation provided. It is impossible even to know what it purports to
be, let alone whether it is authentic. Had the plaintiff wished to rely
on her divorce decree as part of her case before the RSAA she could
have produced it then. There is no foundation on which the
document now proffered could be adduced.
Summons
[14] This is the
document in respect of which I gave leave for the
plaintiff to file a further affidavit. After argument, I also gave
leave for her to adduce it as evidence in this proceeding. The
second defendant opposed the application to adduce this document as
evidence. Ms Longdill says first that this document, if it existed at
the relevant time, could and should have been placed before the
RSAA. She says that the authenticity of the document must be in
doubt, that it is non-specific as to the subject matter of the
questioning and gives as the plaintiff’s address one which the
plaintiff herself has never referred to before.
[15] I allowed the document to
be adduced because the RSAA had made a
specific finding that the summons did not exist. That finding was
clearly a factor in its assessment of the plaintiff’s credibility,
which assessment is impugned in this proceeding. Given the possibility
of a mistake of fact, I allowed the document to be adduced so that I
could properly consider this issue. In doing so I make no
assessment as to its authenticity; I deal with that aspect later.
RSAA’s
Decision
[16] The RSAA heard the
appeals by the plaintiff and her brother, A M,
together over 27-30 July 2004 and delivered its decision 1 September
2004. An interpreter was provided for the duration of the hearing
and at the conclusion of the hearing the plaintiff’s counsel was
permitted further time to make written submissions.
[17] In its decision the RSAA
set out the factual basis for the
plaintiff’s case as it was advanced by her. The essential aspects
of the case were as follows:
a) She
is one of four children born into a Shi’ite
Muslim family in Iran and aged 27 years at the time of the hearing. In
1997 she became engaged to a man who was acquainted with her elder
brother, S M, through work. At about this time she became aware
that her elder brother was having problems with the Iranian authorities
though she was not aware of the reasons. S left the family home
before her marriage and she did not see him again until after she
herself had left Iran;
b)
Two days after S left the family home she was detained by the Iranian
security services, the Ettela’at. She was beaten and released
after several hours. Her father was detained at the same time and
released the following day;
c)
A week later the plaintiff was arrested
again. She was beaten and detained for a few hours. Her
fiancé, who had been unaware of her earlier detention, knew
about this detention and was angry. Nevertheless the marriage proceeded
with the legal marriage in April 1997 and the ceremony in September
1997;
d)
The plaintiff’s marriage was unhappy. Her
husband was possessive and violent. About a month after her
marriage she was detained again and questioned. After that
detention her marriage deteriorated and the couple separated in
December 1997. They were divorced in February 2001;
e)
The plaintiff moved back to her family home. She
was very depressed as a result of her failed marriage. The family
generally was depressed following S’s departure and did not celebrate
any family occasions. The plaintiff was still unaware of the
reasons for her brother leaving Iran apart from understanding in a
general sense that he had problems with an influential cleric
concerning a woman;
f)
In 2001 she applied for and obtained an Iranian
passport. Her brother S wanted her to visit him in New Zealand,
though she was not keen to do this. However, her visitor’s visa
application was declined;
g)
In 2003 her brother A opened a shop together with
his cousin, H.
The shop sold music CDs, gift items and posters and also supplied
illegal western CDs. In July 2003 Iranian officials came to the
plaintiff’s home looking for her brother A. Soon afterwards A
telephoned his mother to explain that his cousin H had been detained
and his shop raided. A friend who ran a nearby shop had warned
him not to return to his shop. On his mother’s advice A went to
his grandmother’s home;
h)
That afternoon the authorities detained both the
plaintiff and her father. The plaintiff was beaten and verbally
abused. She was released that day, although her father was not;
i)
The next day officials detained her again.
She witnessed her father being beaten. She was slapped and abused
and interrogated about A’s whereabouts. She was released the
following day although her father was not;
j)
A week later the same officials detained her for
two days. She was interrogated, beaten and raped. Several
days later she received a summons to appear at the revolutionary court
to answer questions. The summons was non-specific as to the subject
matter on which she was to answer questions. Her mother contacted
her uncle and he arranged for a false passport and for her to depart to
Mehrabad airport with the help of a relative who was an airport
official;
k)
The plaintiff departed Iran for Thailand on the
false passport on 10 August 2003. There she met an agent
arranged by her uncle. The agent procured a false Belgian
passport for her and instructed her to travel to China, which she did;
l)
Whilst in China the plaintiff telephoned her uncle
in Iran and was told that both her mother and her elder brother S were
both in Thailand. He provided contact details and she telephoned S who
travelled to China with money for her and stayed four days in the hotel
with her;
m)
The plaintiff arrived in New Zealand in September
2003. She did not know that her brother, A M, was travelling by
the same route, also destined for New Zealand.
[18] Having reviewed the factual
basis for the plaintiff’s case the
RSAA set out the definition of a refugee in the Inclusion Clause in
Article 1A(2) of the Refugee Convention:
Owing to a well-founded
fear of being persecuted for reasons of race,
religion, nationality, membership of a particular social group or
political opinion, is outside the country of his nationality and is
unable or, owing to such fear, is unwilling to avail himself of the
protection of that country; or who, not having a nationality and being
outside the country of his former residence as a result of such events,
is unable or, owing to such fear, is unwilling to return to it
[19] The Authority stated the
issues for
consideration as follows:
a)
Objectively, on the facts as found, is there a
real chance of the appellant being persecuted if returned to the
country of nationality?
b)
If the answer is yes, is there a Convention reason
for that persecution?
[20] The Authority then made an
assessment of the appellant’s case,
considering in some detail the various relevant aspects of the events
in 1997 to 2003 i.e. the period beginning with S’s departure from Iran
and ending with the plaintiff’s and her younger brother’s
departures. The Authority made adverse credibility findings in
respect of both the plaintiff and her brother. It accepted that
the plaintiff was the sister of S M and A M but beyond those
biographical details was left with the clear impression that she had
given a fictitious account of detentions resulting from her brothers’
problems. The Authority went on to conclude that A M’s account of
events was also fictitious and that he had never been wanted by the
authorities in Iran as he claimed.
[21] The Authority identified a
number of specific aspects of the
plaintiff’s case which had led it to reject the plaintiff’s account:
a) The
fact that there was no attempt by her family
to remove her from Iran following the three detentions in 1997 when she
was physically mistreated on each occasion. This was to be
contrasted with her family’s response to her brother A’s situation; he
was removed into hiding merely upon the news that his shop had been
raided without ever being detained himself.
b)
Despite being detained three times (along with her
father) the plaintiff knew very little of the reasons for which her
elder brother S was being sought and did not discuss the matter with
her family, notwithstanding that she and S had been confidantes before
her marriage and that S said, in evidence in support of the plaintiff’s
claim, that he had talked to the plaintiff once or twice about the
woman who had given rise to his difficulties;
c)
The plaintiff and A M said that the family’s home
was confiscated in 1998 as a penalty for the elder brother’s
activities. In comparison the elder brother said in evidence that
the home was confiscated in 2003;
d)
In relation to the 2003 detentions the Authority
regarded the similar stories, together with other unlikely features, as
generally implausible. Despite her previous experiences in 1997 and the
fact that she was detained more than once in 2003 the family appeared
to take no steps to remove the plaintiff to safety until after the
third detention. This seemed implausible given the apparent
skills and resources that the family had to remove their children to
safety when it was considered necessary;
e)
The plaintiff had given evidence that she had been
depressed and withdrawn after the events of 1997 and her previous
sociable family was so affected by S’s departure that their home was
“like a cemetery” and they no longer celebrated family birthdays. In
comparison S gave evidence that following his departure from Iran his
family continued to celebrate his birthday. He had made this
statement to the NZIS in support of a visa application made for the
plaintiff in 2002 and confirmed to the Authority that the statement was
correct during the RSAA hearing;
f)
The Authority did not accept that the plaintiff
could have been forced against her wishes to visit her brother in New
Zealand and therefore did not accept that she was being forced to do
so;
g)
The plaintiff had supported her visitor’s visa
application in 2002 with evidence of employment in the form of a letter
confirming that she had been employed for two years in Iran. However,
the plaintiff now says that this letter was false and that she
had never worked in paid employment at all in Iran;
h)
The Authority considered it unlikely that the
plaintiff’s mother would have travelled from Iran to Thailand in 2003
to visit S while her husband was allegedly in detention, the plaintiff
having fled and the plaintiff’s brother still in hiding. S had
been able to travel on his New Zealand passport since 2001 but this was
the only time any member of his family had travelled to meet him.
It appeared that the mother travelled on her own passport without
difficulty, which indicated that the family was not generally facing
difficulties with the authorities;
i)
The Authority considered it unlikely that all four
members of the family should coincidentally have travelled to Thailand
at the same time but, apart from S M and his mother, been kept in
ignorance of one another’s movements;
j)
The Authority considered the plaintiff and her brother A’s
explanation, that they were worried about their father’s situation,
unconvincing in light of their failure to make any real attempt to
obtain information about him;
k)
The Authority noted the plaintiff’s failure to
produce either the original or a copy of the summons without
explanation other than she felt she did not need it and no-one had told
her to obtain it. The Authority concluded that the summons did
not exist.
Principles
Applicable on Judicial Review
[22] In argument the
plaintiff’s counsel referred to this proceeding as
an appeal but it is a proceeding for judicial review. There is no right
of appeal from the RSAA’s decision.
[23] The function of this Court
in a judicial review proceeding is
limited to considering whether the RSAA approached its decision-making
process properly. Generally, it can only act if the Authority exceeded
its power, erred in law, made its decision based on a mistake of fact,
took irrelevant matters into account, failed to take relevant matters
into account or if its decision was so unreasonable no rational
authority could reach it or if the decision-making process was
procedurally unfair.
[24] In Chief Constable of the North Wales Police
v Evans [1982] 1 WLR
1155, 1173 (applied by the Privy Council in Mercury Energy Limited v
Electricity Corp of NZ Limited [1994] 2 NZLR 385, 389) the House
of
Lords observed that judicial review:
…is concerned not with
the decision but the decision making process.
Unless that restriction on the power of the Court is observed, the
Court will…under the guise of preventing the abuse of power, be itself
guilty of usurping power
[25] Only in rare cases will this
Court interfere with a credibility
finding made by the RSAA. It had the opportunity to observe the
applicant and other witnesses over a period of days and in the context
of the issues that are routinely coming before it. The RSAA made very
explicit adverse credibility findings against the plaintiff. It
considered that the version of events advanced was so implausible that
it did not believe that they occurred. There would have to be an
exceptional reason for interfering with this finding.
[26] I now turn to the various
grounds for the review. In
argument the plaintiff’s counsel dealt with the first three grounds
together. I did not find this helpful. Instead, I consider each
pleaded ground separately and then consider the additional submissions
made in relation to all three grounds.
First Ground of
Review – Failure to Make Enquiry
[27] The first ground
pleaded in the statement of claim was that:
The RSAA made an error of
law in failing to make enquiries or
requesting from the appellant that enquiries be made and further
evidence be adduced and giving them (sic) further opportunity to adduce
[evidence] in relation to some or all of the following issues:
1.
The full circumstances surrounding the older brother’s (S M) grant of
refugee status and his full file;
2.
The exact details under what names the appellants (sic) had arrived in
Thailand pursuant to their escape from Iran;
3.
Evidence in support of the appellant’s statement that her father had
been abducted or arrested by the authorities and was still in custody;
4.
Failed to request or inquire into country information regarding the
treatment of families or deserters of (sic) refugee applicants.
[28] Section 129P specifically
imposes on the applicant the
responsibility for establishing his or her claim to refugee status:
Jiao v Refugee Status Appeals
Authority [2003] NZAR 647. This is,
of course, subject to the applicant’s rights to the benefit of the
doubt in respect of aspects of the case that cannot be established and
I discuss this aspect later. Generally however, there is no
obligation on the Authority to seek further information or evidence in
addition to that provided by the plaintiff.
[29] In light of s 129P the
plaintiff cannot demonstrate an error of
law by the RSAA as a result of its own failure to make further
enquiries or requesting the plaintiff to make further enquiries.
However, for completeness, I note that:
a) S M
gave evidence before the Authority and was
questioned on the circumstances leading up to his application for
refugee status. There was no reason for the RSAA to go further and
request his file or even to indicate to the plaintiff that she should
obtain it.
b)
The details of the names the plaintiff claimed to
have used to enter Thailand was before the Authority by way of the
Confirmation to Claim Refugee Status form completed by the plaintiff in
September 2003 when she arrived in New Zealand.
c)
In relation to possible evidence to support the
plaintiff’s statement that her father was still in detention, s 129T
required the RSAA to maintain the confidentiality of the plaintiff’s
claim, which would effectively preclude any independent enquiry in any
event.
d)
In relation to the treatment of the families of
refugee applicants the plaintiff’s case in the RSAA was predominantly
that she had been detained as a result of A’s activities, not those of
S. Further, there was no evidence that the Iranian authorities
actually knew of S’s refugee status.
Second Ground of
Review – Mistake of Fact/Failure to Take Vital Facts
Into Account
[30] The plaintiff
asserts three errors of law by the
RSAA.
Status of mullah with
whom S M had dispute
[31] The first alleged
error is failing to take into account a vital
fact or making a wrong finding of fact, namely that S M’s grant of
refugee status was over a dispute with a religious leader when it was
in fact over a dispute with a religious leader who was also a
high-ranking officer of the secret services.
[32] At paragraph 39 the
Authority refers to S M as having a fight with
a clergyman. I agree that this description does not adequately
express the situation. S M described the mullah with whom he had the
problems as being “head of national security of Iran”. But at
paragraph 13 the RSAA refers to an “influential cleric”. This is
a more accurate description. Read in its entirety the decision
does not indicate that the circumstances described by S M were ignored
or downplayed.
[33] In any event, this aspect of the decision would not have
had any
effect on the outcome. The significance of the alleged error was
said to be that, had the full circumstances been taken into account,
the relentless persecution of the appellants by the secret service over
apparently minor or insubstantial matters would have been
credible. However, the credibility findings relating to the
events in 1997 did not turn on the status of the mullah involved.
Instead, the RSAA was influenced by the apparent lack of response by
the plaintiff’s family to her detentions and her assertion that the
family did not discuss SM’s predicament or the reasons for it.
[34] The plaintiff’s case was
that she was detained in 1997 because of
S’s conduct. The RSAA’s response was that if that had been true
her family could have been expected to act to protect her rather than
leave her in danger of being repeatedly detained. Further, it was
unlikely that neither the plaintiff nor her husband would have
discussed the matter with her parents.
[35] This view was open to the
RSAA and it is an entirely different
issue from the status of the mullah involved. The factors that
caused the RSAA concern would have existed whether it had referred to
the mullah as being a member of the secret service or not. I do
not consider that the RSAA erred in taking a wrong view of the mullah’s
status but even if it had, such an error would not have had the effect
contended by the plaintiff.
Detention and rape of
plaintiff
[36] The second alleged
error is the RSAA’s finding that the appellant
had not been beaten and raped. The general basis for this
complaint is twofold. First, it is said that the RSAA failed to
take into account or make enquiries of or request further evidence or
information about the appellant’s treatment by a psychologist for
nervous illness and depression said to have arisen directly from the
beating and rape. I dispose of this issue by referring back to s 129P
and the fact that the RSAA was under no obligation to obtain or request
further evidence or information. The plaintiff referred in her evidence
to being depressed and produced a letter from the Auckland District
Health Board as to treatment she was receiving. This aspect was
referred to in the RSAA’s decision. There was no need, nor any
obligation, for it to go further.
[37] Secondly, the plaintiff
alleges error by the RSAA in finding that
the plaintiff’s failure to go into hiding after the first detention
impacted on her credibility. The plaintiff asserts that this
finding was made by reference to the response of a normal (by
implication, western) woman rather than an ordinary Iranian woman,
whose cultural and legal position is such that she could only gain
protection from her immediate family and husband. This is more
properly viewed as an allegation that the RSAA acted unreasonably in
assessing the plaintiff’s credibility and I deal with it in that way as
a separate ground later.
Finding that response
of plaintiff’s family implausible
[38] The RSAA found that
the response of the plaintiff’s family was
implausible in light of the way they acted to protect her bothers (sic)
at
the first sign of trouble. The plaintiff asserts that had her
family’s actions been assessed against the cultural and legal
background of Iran the credibility findings would have been in her
favour. In particular, the plaintiff claims that the RSAA’s assessment
of her family’s apparent lack of response to her plight was based on an
erroneous assumption that men and women were treated identically in
Iran.
[39] In response, Ms Longdill
submits that the RSAA’s decision was
simply that the plaintiff had not “suffered serious harm at the hands
of the authorities for the reasons she described” (paragraph 63) i.e.
because of her brothers’ activities. Ms Longdill says this falls short
of a finding that she had not been raped or beaten at all. However, I
think that the RSAA did make a factual finding that no such beatings
and rape took place. At paragraph 48 there is a specific finding
that the plaintiff “had not suffered at the hands of the authorities in
the way alleged”. I take this as a clear finding that the beatings and
rape had not in fact occurred. The question is whether the
process followed by the RSAA in reaching that decision was flawed.
[40] Mr Orlov spoke at length
about the difficulties women face in Iran
and in particular about the hostility faced by those who are divorced
or sexually abused. I note that evidence of this type was before the
Authority in the form of the statements of both the plaintiff and S
M. It is also reasonable to assume that general information of
social conditions in Iran is within the Authority’s knowledge. The RSAA
decision refers several times to the plaintiff’s concerns about how she
might be treated as a result of these factors. It is plain from the
experience of the RSAA in dealing with all types of refugee status
applications, including those from Iranian applicants, and the country
information available to the Authority that it is aware of the relevant
cultural issues highlighted by the plaintiff in Mr Orlov’s
submissions.
[41] The reasons the RSAA gives
for rejecting the plaintiff’s account
cannot, however, be linked to any failure to appreciate these aspects
of Iranian culture. The credibility findings were based predominantly
on the failure by the plaintiff’s family to respond to her
situation. The plaintiff claimed that her family is a progressive
one, within the constraints that exist in Iran. Therefore the
general attitude towards women in Iranian society would not explain the
failure of the plaintiff’s family to act.
[42] The RSAA’s doubts centred
on the fact that, although the
plaintiff’s family clearly could have acted to ensure her safety much
earlier, it chose not to. It concluded from this that there was
no need to act. I consider that this conclusion was open to the
Authority and it cannot be said to have been either unreasonable or
reached without taking account of any relevant consideration.
Third Ground –
Failure to Apply Proper Test in Assessing Credibility
[43] There are several
errors alleged under this head.
Failing to give
plaintiff the benefit of the doubt
[44] The plaintiff says
that, in assessing her credibility, the RSAA
failed to take into account the tests and warnings laid down in the UN
handbook on refugees that conflicts in evidence and even untruths as to
matters not directly concerned with the actual fact of the persecution
in the circumstances of real persecution and an imminent threat to
safety and life should not be used or should be used with great care in
drawing conclusions as to the veracity of events i.e. it should have
given her the benefit of the doubt.
[45] The starting point for
this discussion is the reiteration of the
difficulties faced by the plaintiff in attacking credibility
findings. These were findings made by the Authority following
extensive evidence from both the plaintiff and her brothers. Further
(and contrary to the pleading) most of the credibility findings were
not made in respect of peripheral issues but in respect of factual
assertions fundamental to the plaintiff’s claim.
[46] It is true that a number
of peripheral factual issues played a
part in the Authority’s overall assessment of credibility. I take
as an example the RSAA’s view that it was implausible that the
plaintiff’s mother should travel to Thailand to meet S M at such a
fraught time for the family. This aspect could be regarded as
peripheral. However, most of the factual findings related to the
events at the heart of the plaintiff’s claim, namely whether the
detentions in 1997 and 2003 and her and her family’s response to them
occurred as she claimed.
[47] The circumstances in which
the “benefit of the doubt” test should
be applied were discussed at some length by the Court of Appeal in Jiao
v Refugee Status Appeals Authority (supra). The Court cited from
the
Handbook on Procedures and Criteria for determining Refugee Status of
the Office of the UN High Commission on Refugees, including the
following:
After the applicant has
made a genuine effort to substantiate his story
there may still be a lack of evidence for some of his statements. As
explained above (paragraph 196) it is hardly possible for a refugee
to “prove” every part of his case and indeed if this were a requirement
the majority of refugees would not be recognised. It is therefore
frequently necessary to give the applicant the benefit of the doubt.
The
benefit of the doubt should, however, only be given where all
available evidence has been obtained and checked and where the examiner
is satisfied as to the applicant’s general credibility. The applicant’s
statement must be coherent and plausible, and must not run counter to
generally known facts…
[48] The Court went on to observe at
[30] that:
What may be said,
however, is that the phrase should not get in the way
of the proper consideration of the evidence bearing on disputed facts,
including a weighing of the possible availability of other evidence
supporting or questioning that given by the claimant.
[49] The difficulty confronting the
plaintiff is that the RSAA did not
reject her claim because of doubts about a few peripheral aspects of
her account that could not be proven. Instead, the plaintiff is
faced with a general credibility finding about all aspects of her
story, including the very facts that underpin her claim. The RSAA did
not believe that she had suffered in the way she claimed nor that she
had exited Iran in the way she described. In these circumstances it is
simply not possible to point to one or two aspects of the plaintiff’s
version of events and complain that she should have been given the
benefit of the doubt in respect of them. She is not entitled to
the benefit of the doubt in respect of the most critical and
fundamental aspects of her story, which the RSAA has, following
extensive evidence, rejected as implausible.
Failing to assess
credibility against how Iranian family and woman
would have acted
[50] I have already
dealt with this ground above and do not need to
consider it again. The RSAA did not err in the manner alleged; its
finding was open to it.
Assessing
plaintiff’s credibility by reference to credibility of
A M
[51] This ground is also
pleaded as procedural unfairness and is more
appropriately dealt with in that way. So I leave this issue for
consideration later under that ground.
Failing to view
plaintiff’s belief as to reasons for detention as not
determinative of the actual reason
[52] Through this
submission Mr Orlov sought to recast the plaintiff’s
case from the way it had been advanced before the RSAA. Before
the RSAA the plaintiff relied predominantly on A M’s activities as
being the reason for her detentions in 2003. In written
submissions her counsel, referring to events in 2001-2002, said that
detention and persecution as a result of S M’s conduct had stopped by
then.
[53] In this Court, however, Mr
Orlov disavowed that this was the case.
He submitted that A M’s activities would not usually have attracted the
attention of the authorities. He submitted that what happened in
2003 was actually a renewal of the persecution arising from S M's
conduct. He said that whilst the plaintiff might have assumed or
believed that treatment in 2003 was due to A M’s activites, in fact, it
was due to S M’s conduct in 1997 but that the plaintiff could not have
been expected to appreciate that fact.
[54] Mr Orlov made extensive
submissions about the power of the mullah
involved, the nature of the Iranian secret service and the manner in
which it could be expected to behave, namely that it was entirely
likely that a vendetta against S M’s family would be renewed some six
years later for no apparent reason. There was, however, no evidential
basis for these submissions. This was not the way the plaintiff’s case
had been put before the RSAA,
where the plaintiff gave evidence and, through her counsel, made
submissions that she had been detained in 2003 as a result of A M’s
activities.
[55] The function of this Court
is to review the process the RSAA
followed in determining the claim as it was advanced then. The
findings that the RSAA made were clearly open on the evidence before
it. The RSAA cannot be expected to disregard the reasons advanced by
the plaintiff herself for her detentions and go in search of what might
have been other reasons.
Possible error of
fact forming basis of credibility assessment
[56] At this point I
deal with the issue of the summons. It is not
specifically pleaded as a mistake of fact but the plaintiff challenges
the RSAA’s credibility assessment and that assessment was, in part,
based on it finding that the summons did not exist. The
plaintiff’s late production of the summons raises the issue of a
possible mistake of fact.
[57] In various statements
before the RSB and the RSAA the plaintiff
said that she had received a summons to appear before the Revolutionary
Court to answer questions and that this was the catalyst for her
decision to leave Iran. However, she did not produce a copy of the
summons. At paragraph 59 of its decision the RSAA (referring
erroneously to a summons for arrest) made a specific finding that the
summons did not exist, essentially on the basis that the significance
of the document had been signalled to the plaintiff by the Refugee
Status Officer and the plaintiff could have obtained a copy of it but
did not.
[58] The RSAA referred to the
plaintiff’s statement to the Refugee
Status Officer that she would think about obtaining the summons but did
not want to cause her family any trouble. It noted that she did
not give any reason why it would cause her family trouble to send the
document, particularly given that the plaintiff’s mother had recently
travelled in and out of Iran and sent documents to her elder brother
without difficulty. I note also that in written submissions 12
August 2004 the plaintiff’s counsel refers to having requested the
plaintiff to arrange for her mother to courier her the plaintiff’s
original passport, without mention of any difficulty in doing this.
[59] The documents relating to
the RSB decision show
the following:
- In the Refugee
Status Interview Report 17 February 2004, the RSB posed
a number of questions including “Is
Ms M able to obtain a copy or the
original of the summons that was sent to her from the Revolutionary
Court after her last detention in Iran?” and “Did the summons state why
she was being summoned to the Revolutionary Court?”
- The
plaintiff’s solicitor responded by letter 24 March 2004, saying
that “Ms M is too frightened to ask
her mother for the original
summons. She is worried it will cause more trouble for her
family. There is no facsimile machine in her home and it would
mean that her mother would have to go to a shop or the post office to
send it to New Zealand. It would be very dangerous for her to do
this.…………No the summons did not state the reasons why our client was
summoned to the Revolutionary Court.”
- In its
decision 5 November 2004 the RSB stated that “in the absence of
any credible reason why Ms M was being detained, it is implausible that
she would have been served with a summons as she has claimed.
Furthermore, the reasons for her inability to obtain that summons are
also considered to be questionable.”
[60] In the RSAA hearing the
plaintiff was questioned about why she had
not produced the summons. The transcript records the following
exchange:
AU:
Is your, you said you received a summons, a court summons.
SM:
Yes, they gave it to my mother.
AU:
Where is that document?
SM:
I feel it is at our home.
AU:
Have you asked your mother to send it?
SM:
No, I have not asked, because mostly my mother
is with my grandmother in her house.
AU:
Is that the reason why you haven’t asked her?
SM:
Ah yes that is the reason but also when I was
Iran (sic) the document was in our home but I do not know what happened
to it now.
AU:
You haven’t asked you mother to look for it?
SM:
No I haven’t.
AU:
Why didn’t you?
SM:
When I wasn’t in a situation to ask my mother,
mum where is that.
AU:
Can you just explain what you mean by that?
SM:
By that I mean first of all I did not need it,
second nobody told me to ask my mother to send it for me, that’s it.
AU:
S knows about that summons doesn’t he?
SM:
I think he knows.
AU:
And he hasn’t asked you or your mother to get hold of it?
SM:
No. S doesn’t need such a document.
AU:
Your summons?
SM:
No.
AU:
It could be helpful to you. Has anybody suggested to
you that you
should try to get hold of it?
SM:
RSO just said to me if I can get hold of that
document. I said I think about it to see if it wouldn’t cause trouble
for my family then and I said to…. I will think about it and others all
didn’t ask me later on. Didn’t send me a letter according to that
letter I ask my mother.
AU:
…understand you.
SM:
RSO did not send or requested through a letter
that summons therefore I didn’t ask my mother.
AU:
So because the RSO didn’t ask you in a letter to get
the summons so
you
haven’t got it, is that it?
SM:
It is correct yes.
AU:
But it is surprising that S has not, or your uncle has not got hold
or tried to get hold of that document.
SM:
Well I didn’t ask for it. Until I request it
they wouldn’t send it to me, they wouldn’t think about it.
[61] This exchange suggests that the
plaintiff was under the impression
that since the summons had not specifically been requested there was no
need to obtain it. However, she was represented at both the RSB
interview and the RSAA hearing by experienced counsel. It was
apparent from the RSB decision that the plaintiff’s failure to obtain
the document reflected adversely on her. It must have been obvious to
the plaintiff, through her counsel, that the summons would be of
relevance at the RSAA stage. Even after the exchange reproduced
above, which made it plain that the RSAA viewed it as relevant, the
plaintiff did not ask for the opportunity to obtain it before the RSAA
delivered its decision.
[62] There can be no criticism
of the RSAA for its approach to the
issue of the summons. But given its relevance it is appropriate
to consider whether the RSAA’s finding that it did not exist was based
on a mistake of fact, in light of the document now produced.
[63] Mistake of fact as a
ground of judicial review has not been the
subject of clear confirmation by the Court of Appeal. In Lewis v
Wilson & Horton [2000] 3 NZLR 546, involving an appeal from
a
judicial review proceeding which had succeeded in part on the basis of
new evidence as to facts not made available to the District Court
Judge, Elias CJ, delivering the judgment on behalf of the Court of
Appeal, observed that:
Whatever the scope of
mistake of fact as a ground of judicial review
(as to which see Daganayasi v
Minister of Immigration [1980] 2 NZLR
130; New Zealand Fishing Industry
Association Inc v Minister of
Agriculture and Fisheries [1988] 1 NZLR 544), the additional
facts put
forward in the High Court do not establish reviewable error. The
approach adopted in the High Court would have the effect of permitting
any conclusion of fact to be reopened on application for judicial
review. The supervisory jurisdiction does not go so far, except where
the decision of fact is a condition precedent to the exercise of power
or where the error of fact result in a decision which is
unreasonable. In such cases, the decision-making process will
have miscarried. That was not the case here, even accepting the Judge
to have been under the wrong impression of the true facts. Given
however the conclusions reached on the reasonableness of the decision
it is unnecessary to consider the point in more detail.
[64] There are several instances in
which the High Court has accepted
that mistake of fact is available as a ground of review (e.g. Taiaroa v
Minister of Justice (HC Wellington, CP99/94, 4 October 1994,
McGechan
J); Northern Inshore Fisheries
Company Ltd v Minister of Fisheries and
Another (HC Wellington, cp235/01, 4 March 2002, Ronald Young J).
However, even in those cases, the Court has required, amongst other
things, the mistake to have been made in relation to an established or
incontrovertible fact.
[65] It cannot be said in the
present case that there was an
established fact that might have been the subject of a mistake.
Clearly, the document that has been produced cannot be treated as
establishing the existence of the summons. It is said to be the
photocopy of a faxed document, the original of which was itself a
copy. By the plaintiff’s own admission, the document was not
served on her personally. This document is not sufficient
evidence of a fact in respect of which a mistake could have been
made. Had the document been produced to the RSAA, it might have
been accorded some weight. But in the context of judicial review
it could only be relevant if it could safely be treated as an
established fact which, clearly, it cannot. As a result, I do not
need to go on to consider whether the summons could have impacted on
the credibility findings made by the RSAA.
Further submissions in
relation to first, second and third grounds for
review
[66] So far, I have
followed the grounds of review as they are set out
in the statement of claim. At the hearing, however, Mr Orlov made
other submissions, which he said related generally to the first three
grounds for review.
[67] First, the plaintiff
submits that the RSAA undermined the analysis
of exceptional humanitarian circumstances by focusing overwhelmingly on
the credibility of the plaintiff. Because of its focus on the
credibility issue it failed to take into consideration the other
relevant circumstances presented by the plaintiff. Some of the issues
that the plaintiff says should have been taken into account arise from
evidence that I refused leave to adduce. I therefore do not deal
with these aspects. There are three remaining facts that the
plaintiff says should have been taken into account rather than the RSAA
focusing on the credibility issue.
[68] The first are the exact
details, particularly the name the
plaintiff used on her arrival to Thailand. I do not need to deal
with this in any detail because it is already covered above; it is
clear from the information that the plaintiff provided in support of
her claim that the RSAA did have these details.
[69] The second is the
plaintiff’s status as a divorcee who has been
sexually abused, which means that she will be stigmatised and
discriminated against if she returns to Iran. Mr Orlov submitted that
the RSAA failed to appreciate that selective discriminatory harassment
can constitute persecution and that it had failed to properly consider
what the plaintiff may be expected to endure on her return to Iran. As
noted, there was evidence (which the RSAA clearly appreciated) from
both the plaintiff herself and from her brother S as to the
difficulties faced by divorced women in Iran and about the great shame
felt by a woman who has suffered any sexual abuse.
[70] Mr Orlov relied on the
decision of the Federal Court of Australia
in Kord v Minister for Immigration
and Multicultural Affairs [2001]
FCA1163, which involved an Iranian of Algerian descent who claimed that
he faced persecution as a result of his colour. The Court
confirmed that unjustifiable and discriminatory conduct could amount to
persecution unless the impact on the applicant is trivial or
insignificant. Mr Orlov submitted that the RSAA should have
regarded the treatment of women in the plaintiff’s situation similarly
i.e. as capable of constituting persecution for the purposes of an
application for refugee status.
[71] However, there is an
obvious distinction between that case and the
present one, namely that in Kord
there was an established factual basis
i.e. the plaintiff was coloured and had suffered persecution as a
result. Whilst I accept, of course, that the anticipation of
persecution may suffice, there must nevertheless be a factual basis for
believing that such persecution will occur. In order to advance
this ground the plaintiff needs to overcome the factual finding that
she was not sexually abused (I do not think that Mr Orlov was
suggesting that the mere fact of divorce would be sufficient). The
plaintiff cannot attack that finding by pointing to persecution
which might exist had the factual circumstances that were specifically
rejected by the Authority been true.
[72] The third fact that the
plaintiff maintains was not properly taken
into account were the circumstances of S M’s refugee status
claim. In essence, Mr Orlov submitted that, as the RSAA had
accepted S’s account of the events that happened to him (in the context
of his own refugee status application) it should therefore have also
accepted the plaintiff’s account. However, this does not follow
at all.
[73] This Authority was not
required to, and did not, make a finding
about the circumstances of S M’s refugee status claim. Mr M gave
evidence to the RSAA and to that extent his story was before the
Authority. No adverse credibility assessment was made in respect of
it. But the truth of those circumstances could not assist in
determining the veracity of the plaintiff’s account of events that
happened to her. The fact that certain things may have happened
to S could not help in deciding whether the plaintiff’s account is
true, since her account related to events that occurred after S had
departed Iran. The Authority reached its view based on its
assessment of the plaintiff’s evidence, which it was quite entitled to
do, regardless of how S M’s version of events was viewed.
Fourth Ground of
Review – Failure to Take Into Account or Apply the
Appropriate Test (The RSAA’s Decision was Unreasonable)
[74] Mr Orlov submitted
that the RSAA should have had regard to the
test expressed in Guo v Minister for
Immigration and Ethnic Affairs
(1996) 135 ALR 421 that:
….a fear is
“well-founded” when there is a real substantial basis for
it, [and] a substantial basis for a fear may exist even though there is
far less than a 50 percent chance that the object of the fear will
eventuate. [Whether] a fear of persecution is well-founded an
assessment must be made as to whether or not an event might or might
not occur in the future”
[75] The plaintiff claims that the
RSAA failed to take into account the
combination of the circumstances that the plaintiff was a divorced
woman who had illegally escaped from Iran, did not have a male family
member able to protect her and where it had been alleged in Iran that
she had been raped, placed her in the category of people who would not
be given the protection of the state and therefore fell within the
definition of a refugee under the Convention.
[76] This submission depends,
of course, on whether the circumstances
relied on did exist. It is not sufficient for the plaintiff to
assert that there is a well-founded fear of persecution if none of the
factual circumstances said to give rise to that fear exist. It was for
the plaintiff to satisfy the RSAA that there was at least
some factual basis for her fears. Until she did that the question
of whether her fear was well-founded could not arise.
[77] The RSAA made specific
findings that the factual basis for
the plaintiff’s claim were not established. It was entitled
to make those findings. In light of them, it cannot have been
unreasonable to have found that the plaintiff could not establish a
well-founded fear of persecution.
Fifth Ground of Review
– Procedural Unfairness
[78] This ground rests
on the complaint that the RSAA did not
adequately inform the plaintiff or her counsel that her claim would
rest on the credibility of her younger brother’s claim and that she was
not given the opportunity to address such matters properly or make
submissions on them.
[79] A review of the way the
plaintiff’s claim has progressed makes it
clear that the claim has always been based, in part, on her brother’s
account of events and that the two claims have been advanced in
tandem:
a) At
question J5 in her Confirmation of Claim to
Refugee Status form completed 10 September 2003 the plaintiff stated:
My brother became a
fugitive on 8 July 03. The Ettela’at was
looking for him. In the process they dug out my record and took me to
the Police station a few times.
b)
Arrangements for the hearing of the plaintiff’s
claim and that of her brother were made in tandem and on 17 February
2004 the NZIS wrote to the plaintiff’s then solicitor stating:
I have also included a
Privacy Waiver form which I would like your
client to fill out in respect of her brother, A R M. This will assist the RSB to assess these
claims jointly.
(emphasis added)
c)
In the refugee status interview report 17 February
2004 which reported on the RSB’s interview with the plaintiff on 5
November 2003 the RSB recorded the plaintiff’s claim as being based on
a fear of returning to Iran for three reasons. The second of
these was that the authorities believed that she was involved in
political activities because of her brother A. In that report the
RSB raised various credibility issues it was concerned about and
invited the plaintiff’s response. On page 17, it referred to the
plaintiff’s statement that she had been arrested and detained on three
occasions on account of her brother A and then went on to identify
concerns that the RSB had with this evidence.
d)
At paragraph 2 of the decision the RSAA
specifically recorded the fact that, by consent, the evidence of both
the plaintiff and her younger brother were considered in support of one
another’s appeal.
[80] It is plain that at the RSAA
appeal hearing the plaintiff advanced
her claim, in part, on the basis of her brother A’s evidence. Although
the written submissions filed by her solicitor 12 August 2004
noted that the two claims were separate and had to be considered
separately, the submission then went on to specifically deal with the
2003 detentions under the heading “arrests because of A”, submitting
that the escalation of violence towards the plaintiff was because of
her inability to tell the authorities about the whereabouts of her
younger brother A (paragraph 5.3).
[81] Whilst the plaintiff’s
claim is, of course, a separate one and had
to be considered separately, an integral part of the claim was the
account given by A M of events that happened to him in 2003. There were
apparently no difficulties for the plaintiff or her family
between 1997 and 2003 and there was no suggestion in her statement,
evidence or counsel’s submissions in the RSAA appeal to suggest that
the renewed interest by authorities in her was the result of anything
other than A M’s activities. In particular the questioning by the
authorities referred only to A’s whereabouts. The plaintiff’s case was
advanced on the basis that her brother’s version of events would be
accepted and would support hers.
[82] In general, there is no
obligation on a tribunal to warn of a
possible adverse credibility finding and give an opportunity to
respond: F Hoffmann-La Rouche &
Co v Secretary for Trade &
Industry [1975] AC295; Khalon
v Attorney-General [1996] 1 NZLR
458. There may be particular cases in which the circumstances
dictate that such a warning be given. These were discussed at
length by Fisher J in Khalon v
Attorney-General, also in the context of
judicial review of a decision of the RSAA. But in the present case I do
not see any basis for departing from the usual position. It must have
been obvious to the plaintiff and her counsel that, having advanced the
claim in reliance on A M’s account of events, his credibility would be
relevant to the RSAA’s assessment of the plaintiff’s claim. The
plaintiff gave evidence that during the 2003 detentions she was
questioned about A’s whereabouts. If A’s account of events were
not accepted, this would inevitably undermine her account of the
detentions.
[83] In any event, had such a
warning been given it is difficult to see
what the plaintiff could have done to alleviate the RSAA’s concerns.
Her brother had already given evidence and his credibility
assessed. The plaintiff could not alter the basis for her case
without offering a further, inconsistent, version of events. In
the circumstances, I am satisfied that there is no procedural
unfairness in the manner in which this appeal was conducted.
Result
[84] The plaintiff’s
application for judicial review fails.
[85] I note that the plaintiff
is not legally aided. Costs are
reserved. Counsel may apply by memorandum filed within one month,
with memorandum in reply filed within one month after that.
Solicitors for the
plaintiff: Henley-Smith Law (Auckland)
Solicitors for the second
defendant: Meredith Connell (Auckland)