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Daya Ram Dayal v Refugee Status Appeals Authority

High Court Wellington CP50/97
11 August 1997; 26 August 1997
Gallen J

Judicial review - State protection - Whether RSAA had failed to deal with issue whether failure of state protection had nexus to a Convention reason

Judicial review - Reasonableness - Challenge to findings of fact

Judicial review - Convention on the Rights of the Child - Position of a child included in a refugee application

Judicial review - Delay - Effect of

 
In 1991 the plaintiff and his family, citizens of Fiji, arrived in New Zealand and applied for residence permits.  When these applications were declined in 1992, the plaintiff applied for refugee status.  His family was included in the application.  When this application was declined, the plaintiff appealed to the Refugee Status Appeals Authority (RSAA). In 1996 the appeal was dismissed, the RSAA holding that although the plaintiff did have a well-founded fear of persecution, there was no Convention reason for such persecution. The plaintiff then sought a rehearing of the appeal, arguing that the 20 month delay between the hearing and the decision meant the RSAA should have sought an update on the plaintiff's circumstances before issuing the decision, that the RSAA had dealt with the issues illogically and that it had erred in dismissing the appeal. The RSAA concluded that it did not have jurisdiction to rehear the appeal, and rejected the plaintiff's arguments. The plaintiff sought judicial review of the first decision of the RSAA.

Held:

1    The 20 month delay between the hearing of the appeal and the issue of the decision was clearly unacceptable. Delay would provide a justification for the intervention of the court where the plaintiff could show that he had sustained prejudice to a sufficient extent. However the onus was on the plaintiff as the person asserting the prejudice to prove such prejudice. There was no obligation on the RSAA, in the absence of an assertion of prejudice, to seek information on whether there had been a change in the plaintiff's circumstances. Delay could  justify intervention where the delay meant that there had effectively been no decision at all, or where the delay was so great that the decision delivered was inaccurate. However the delay in the present case did not rise to this level (see paras [15] to [18]).

Tcherepenine v Chief Executive Department of Labour (High Court, Wellington, AP79/96, 8 October 1996, McGechan J); Raju v Chief Executive Department of Labour (High Court, Wellington, AP307/95, 8 October 1996, McGechan J); Rathod v Minister of Immigration (High Court, Wellington, AP311/94 & CP332/94, 15 July 1997, Goddard J) mentioned.

2    The position of a child included in an application for refugee status needs to be considered in a different light from that of an adult, as a child is more vulnerable and less able to protect itself. However whether the interests of the child were adequately taken into account by the RSAA depended on whether the decision in respect of the plaintiff could be overturned. There was nothing in the material before the RSAA to suggest that the plaintiff's child faced a real chance of persecution in Fiji for reason of his Indian ethnicity (see para [22]).

Mil Mohamed Mohamud v Minister of Immigration [1997] NZAR 223 (Chisholm J) mentioned

3    The RSAA was entitled to conclude that the violence the plaintiff had suffered had been for reasons other than that he was a Fiji Indian. The RSAA was in the best possible position to assess the evidence and draw conclusions, and it was not the role of the Court to usurp this function (see para [26]). 

Wellington  City Council v Woolworths NZ Ltd (No 2) [1996] 2 NZLR 537 (CA) mentioned.

4    The RSAA did not deal specifically with the issue whether any failure of the authorities in Fiji to protect the plaintiff arose because the plaintiff was a Fiji Indian. It could not be assumed that the RSAA had impliedly dealt with this issue. If it did not, this was a flaw in the decision. If it did answer the question by implication, there was some inconsistency between this conclusion and its conclusion  on the issue of persecution. The delay between the hearing and the issue of the decision may have lead to the issue being overlooked (see para [33]).

Rajudeen v Minister of Employment and Immigration (1984) 55 NR 129 mentioned.

Matter remitted to RSAA for rehearing

Other cases mentioned in judgment:

Refugee Appeal No. 308/92 Re UR (28 March 1994)

Counsel
J S Petris for the plaintiff
E D France for the first and second defendants

GALLEN J [1] This is an application for review of a decision of the Refugee Status Appeals Authority determining that the plaintiff is not entitled to refugee status. The first defendant was not represented but abides the decision of the Court.

[2] There is little dispute over the background circumstances. The plaintiff who was born in May 1945 is a Fijian citizen with Fijian Nationality. He is of Indian descent. He is married and has one son born on 13 October 1987. The factual circumstances are set out in some detail in the decision in respect of which review is sought and it is appropriate to repeat that factual summary.

[3] Following the filing of the plaintiff's application, there was a considerable delay which gave him cause for concern. He had obtained professional assistance for the prosecution of his application and on anumber of occasions enquiry was made of the Authority expressing concern as to the delays in obtaining a hearing date. Eventually as a result of an approach to Amnesty International, that organisation wrote to the Authority. A hearing date was obtained for 8 September 1994 when the matter proceeded. The decision was reserved and a further delay then ensued, occasioned by the pressure of work on the Authority. On 19 May 1996 a consultant instructed by the plaintiff made enquiries regarding the decision. The decision was in fact delivered on 24 May 1996 some 20 months after the original hearing date.

[4] The Authority accepted that whether or not the applicant was to be classified as having refugee status, depended upon whether he came within the terms of the inclusion clause in Article I A.(2) of the 1951 Refugee Convention and 1967 Protocol relating to the status of refugees which provides:

[5] The Authority accepted that this was not a case where persecution from the State was involved and set out the issues for determination as follows:- [6] The Authority considered that the plaintiff was a credible witness and accepted that he had a bona fide subjective fear of persecution. It therefore, answered issue one in the affirmative. It also considered that the threats to his life and the lives of his family members, verbal abuse and damage to his property, were of a sufficient gravity to amount to persecution.

[7] The Authority dealt with the fourth issue next, there being an error as to the numbering in the decision. (Although a submission was originally made on the basis of this mistake, it did not in the end assume any importance). The Authority noted in the 8.5 years since the plaintiff and his family had left Fiji, there had been two elections which had not been marred by civil disorder or unrest. The Authority made reference to its decision in Re UR (Refugee Appeal No.308/92 delivered on 28 March 1994} and in particular, the conclusion expressed in that decision that no evidence had emerged that the Indian community in general was being persecuted, or that there was a real chance of persecution occurring in the future. The decision noted that the possibility of such persecution occurring remained no more than conjecture which did not satisfy the real chance test required by the Convention. In spite of those comments however, the Authority went on to note the circumstances of this case were such that the family and associates of the deceased man might realistically be expected to harbour a grudge against the plaintiff for a long period of time and therefore accepted that there was a real chance of persecution of the plaintiff on his return.

[8] The Authority then went on to consider the need to establish a nexus between the real chance of persecution and race, religion, nationality, membership of a particular social group or political opinion, the basic reasons for refugee status contemplated by the Convention. The Authority came to the conclusion that on the evidence the whole chain of incidents was brought about as a result of one or more of three factors:-

[9] It put an emphasis on the third factor and went on to note that the overwhelming cause of the problems of the plaintiff was the perception of friends and associates of the deceased man that the plaintiff was the cause of that man's death. As a result those friends and associates considered that the plaintiff had escaped justice and should be dealt with.

[10] The Authority accepted that both the plaintiff and his family (at p12):-

[11] The Authority therefore came to the conclusion that the plaintiff was not a refugee within the meaning of the Convention and declined him the status he sought. The appeal was accordingly dismissed.
 
[12] The plaintiff then sought for a re-hearing of the appeal and did so on a number of grounds. The first related to delay. Delay was relied upon simpliciter and in addition, it was complained that in view of the delay the Authority was at fault in not seeking an update of the plaintiff's circumstances prior to issuing its decision. Secondly, it was said that in dealing with the principal issues the Authority had been illogical and thirdly, it was submitted that as the credibility of the plaintiff had been accepted, the Authority had erred in finding that the appellant was not a Convention refugee.

[13] On the re-hearing, the Authority first came to the conclusion that it had no jurisdiction to re-open an appeal and came to that conclusion on the basis of its terms of reference and other decisions which were in point. The Authority went on however to decide that even If it did have power to re-open the present appeal, it would not have exercised a power to do so in favour of the plaintiff and rejected the arguments based on delay. It noted that the argument based on alleged illogicality depended on the fact that there had been a minor error in numbering (to which reference has already been made), in dealing with the issues. It also rejected arguments based on the allegations that there had been a finding of credibility which was in conflict with the ultimate decision.

[14] The plaintiff then commenced this action seeking review of the decision of the Authority. In support the plaintiff relies on three alleged causes of action. The first arises out of alleged delay. The second is that the Authority did not have proper or adequate regard to the interests of the plaintiff's child, bearing in mind the provisions of Article 3 (1) of the United Nations Convention on the Rights of the Child and the third, that the decision of the Authority was unreasonable.

[15] The second defendant did not dispute that the delay was unacceptable. Counsel noted and I accept, that steps have been taken by the Authority and by Government, to endeavour to ensure that such delays do not recur. I accept that the delay resulted from what were described as systemic delays. It appears that a much greater number of appeals were received in the year ended 30 June 1993, than those which had been filed in the previous year.

[16] Counsel drew attention to a number of cases suggesting that delay in an immigration context may constitute a basis for judicial review, see Tcherepenine v Chief Executive Department of Labour (High Court Wellington, AP 79/96, judgment delivered 8 October 1996), Raju and Another v Chief Executive Department of Labour (High Court Wellington, AP 307/95, judgment delivered 8 October 1996), Rathod v Minister of Immigration and Another (High Court Wellington AP 311/94 and CP 332/94, judgment delivered 15 July 1997). In all those cases, the Judges accepted that delay might constitute reviewable error, but before it could do so there had to be tangible prejudice. Apart from the fact that the delay has imposed anxiety upon the plaintiff and his family, it is not suggested in this case that there was any prejudice sufficient to justify the intervention of the Courts.

[17] For the purposes of this decision I am prepared to accept that where the plaintiff can show that he or she has sustained prejudice in a legal sense to a sufficient extent as a result of delay, the Courts will in an appropriate case regard that as justification for intervention. However in my view it is the obligation of the person asserting that such prejudice has occurred to prove it and I reject the contention that there was any obligation on the Authority in view of the delay, in the absence of an assertion of prejudice, to seek information as to whether or not there had been a change of circumstances.

[18] Counsel noted in Taylor on Judicial Review para. I2.37, that failure to enter into an inquiry by delay could be unreasonable and in Wade and Forsyth - Administrative Law (1994) 7th ed. pp. 435 and 436, authorities are cited which justify the statement that delay in performing a legal duty "may amount to an abuse which the law will remedy". Prejudice can be seen as an example of a situation where delay had an unacceptable effect on a plaintiff's rights, a concept which perhaps shades into that abuse of power which allows a Court to intervene. I am also prepared to accept delay of itself could in an extreme case, justify intervention where the delay was such that it could be suggested there had in reality been no decision at all or where the delay was so great, such decision as was delivered, may not have accurately reflected the material out of which the decision arose. To take an extreme example, if there was a delay of 10 years between the hearing and the decision, there might well be grounds for arguing that the ultimate decision was fatally flawed. In this case however, although as has been conceded, delay was unacceptable it was not such as to justify intervention on any of the grounds to which reference has been made. I reject that basis of the application.

The interests of the child  

[19] The second cause of action relied on was the interests of the child. Mr Petris submitted and I accept, that the plaintiff's child was included in the application for refugee status. He drew attention to the provisions of Article 3 (1) of the Convention on the Rights of the Child which provides as follows:-

[20] He drew attention to the decision of Chisholm J. in Mil Mohamed Mohamud v Minister of Immigration [1997] NZAR 223 at p.228. He put some emphasis on the fact that it is not disputed that in his absence the plaintiff's wife and child were subjected to an unpleasant experience when persons seeking the plaintiff burst into the accommodation where they were staying and where she had to seek assistance from others at least to protect herself and perhaps the child. It is the submission of Mr Petris that the Authority did not take into account or did not adequately take into account, the interests of the child in coming to the conclusion which it did with regard to the status of the plaintiff, bearing in mind that his child was also included in the application.
 
[21] Ms France noted that the Authority made reference to the family of the plaintiff and had accepted that the family as well as the plaintiff, had endured a significant level of inhumane treatment and disruption to their lives. Nevertheless the Authority came to the general conclusion the treatment and suffering which the plaintiff and his family had received, did not occur for any of the reasons which would have qualified them for refugee status. It was the Authority's view that the suffering of the plaintiff and his family arose from their involvement in the criminal activity of the other persons concerned, not because the plaintiff and his family were of Indian descent.

[22] I am prepared to accept that the position of a child needs to be considered in a different light from that of an adult. A child is more vulnerable and less able to protect itself, but in the end the question of whether or not the interests of the child were adequately taken into account, depends upon the resolution of the principal question at issue which is whether or not the decision in respect of the plaintiff could stand since similar considerations apply to both. The increased vulnerability of the child in this case depends on it being a child. There is nothing on the material accepted by the Authority to indicate that this child has been in the past or would be in the future, at risk because he is of Indian descent. The second cause of action does not therefore take the matter further.

Unreasonableness

[23] That leaves the final cause of action, that the decision of the Authority is unreasonable in both the general sense and in particular because it contains an unresolvable inconsistency. In considering the concept of unreasonableness, Ms France noted that before a decision could be said to be unreasonable in an administrative law context, the plaintlff must meet the stringent tests set out in Wellington City Council v Woolworths New Zealand Limited (No. 2) [1996] 2 NZLR 537. Nevertheless a decision can be fatally flawed if on the face of it, it contains an error of law. It is the contention for the plaintiff that there was an error of law in that the ultimate conclusion of the Authority involved a demonstrable inconsistency arising out of its findings of fact. The principal basis for this submission was the fact that the Authority accepted the credibility of the plaintiff. Accordingly Mr Petris submitted it must have accepted the factual assertions which he made during his examination before The Authority and which were contained in the documentary material upon which he relied.

[24] Mr Petris argued that on that evidence it was clear the material component and the motivation which led to the violence from which the plaintiff and his family had undoubtedly suffered, was the fact that he was a Fijian Indian. Secondly, he had asserted and it was not disputed, that he had been detained and beaten by military personnel who constituted State agents and thirdly, that Fijian police failed to provide protection to the plaintiff and his family, the principal reason for that failure being that the plaintiff was a Fijian Indian. Mr Petris's point is that there is an inconsistency in accepting that evidence of the plaintiff which clearly indicates that he was at risk because he was of Indian descent and at the same time concluding that his problems arose from criminal activity unrelated to race. It is therefore necessary to consider whether the evidence did justify the conclusion on which Mr Petris relied, that there was a sufficient degree of motivation of a racial nature to satisfy the requirements of the Convention.

[25] First, it is asserted that an element in the motivation for the violence which the plaintiff had sustained was that he was a Fijian Indian. This contention was specifically rejected by the Authority. On a careful analysis of the factual material before it, the Authority came to the conclusion the plaintiff had been subjected to the treatment of which he complains as a result of the incidents involving the deceased and those persons associated with him. The Authority saw those incidents as arising out of the refusal of the persons concerned to pay for the liquor which they had consumed and as an escalating response to the consequent complaint made by the plaintiff to the Fijian police. The Authority rejected the suggestion that this activity originated for racial reasons. I do not think that this conclusion can be criticised. The distinction is drawn in the evidence of the plaintiff himself, between actions of a general nature directed at persons of Indian origin at the time of the two coups in Fiji and those which were directed at him personally, which gave rise to the incidents which escalated into the course of conduct of which complaint is made.

[26] While there are some statements in the evidence which do suggest racial overtones there was material which could justify the conclusion at which the Authority arrived, that the persecution of the plaintiff arose out of the incidents resulting in the death of a Fijian whose family and friends have conducted a persistent vendetta against the plaintiff ever since. On an application for review it is no part of the Court to treat the application as an appeal and usurp the function of the Authority in making a decision which is entrusted to the Authority. Apart from anything else, an Authority which deals with large numbers of these cases is in the best possible position to assess the significance of the evidence which it hears and to draw the conclusions which it does.

[27] Mr Petris submitted that the Authority had accepted the plaintiff's account of the abusive treatment which he sustained at the hands of the military. Mr Petris submitted that when the context of the coups is taken into account, this indicated not only persecution from a State agency since the personnel were military, but also that this was racially based. There are two aspects of this submission which justify comment. The first is that on the view taken by the Authority, there was evidence to support a conclusion that the activities of the military personnel involved arose because of their association with the deceased men, his family and friends and in view of the overall conclusion of the Authority, it was therefore open to it to determine that the activities concerned were not racially based. More importantly however as has already been said, the Authority accepted that whatever the position may have been at the time of the incidents, the situation in Fiji has improved to the point where it could not be said that the plaintiff as a Fijian of Indian descent, was at risk of racially based persecution from State personnel.

[28] That leaves the third argument which has given the most cause for concern. The Courts have accepted that persecution giving rise to the status can occur as the Convention itself indicates, when an individual is the subject of conduct by private citizens which is either knowingly tolerated by his country, or where that country refuses or is unable to protect the individual from such behaviour. The matter was discussed in the Canadian Court in Rajudeen v Minister of Employment and Immigration (1984) 55 N.R. 129. In that case the Court accepted that the applicant had been persecuted over a lengthy period of time in Sri Lanka because of his religious beliefs and his race. The mistreatment was carried out by what were described as 'thugs' of the Sri Lankan majority and not by Government authorities or by the police. The Court accepted however that the police took no active steps to stop the violence, always managing to arrive on the scene after the violence had occurred. The applicant said that the police aggravated the situation by their indifference and also said that because the police were themselves of the Sinhalese majority he had no confidence that they would protect him.

[29] Mr Petris submits that in this case while the Authority has dealt with the question of whether or not the plaintiff has been subjected to persecution as a result of his race and concluded that that was not the reason for the conduct which he suffered, nevertheless he has put forward evidence to the effect that he has not been assisted by the police because he is an Indian in conflict with Fijians and that the Authority has not dealt with this question in its decision.

[30] In Rajudeen v Minister of Employment and Immigration it is clear that the persecution which the appellant sustained, was persecution which resulted from his religious beliefs as well as his race. The Court was able to find therefore that the appellant had been the victim of persecution for the purposes of the Convention. Having found that the appellant had been the victim of persecution, the Court went on to find that there was ample evidence of the appellant being unwilling to avail himself of the protection of the police in Sri Lanka.

[31] It is the contention of Mr Petris that the evidence in this case establishes both the criteria which were significant in Rajudeen’s case. He notes first, that the Authority was prepared to find that the plaintiff and his family had been the subject of persecution for the purposes of the Convention. He then says that there is ample evidence to indicate that he has not in the past received adequate protection from the Fijian police and he cannot expect in the future if he returns to Fiji, that he or his wife and family, will receive adequate protection from criminal acts of the kind which have already occurred and which put their physical safety at risk.

[32] Counsel on both sides drew my attention to various aspects of the evidence which tended to suggest a conclusion one way or the other. There is material which would suggest that any failure of the police to act was occasioned as a result of corruption in the sense that the police were dominated or at least influenced by members of the family of the deceased man. That could not found refugee status in terms of the Convention. On the other hand, there are also comments to suggest that the plaintiff saw it as useless or inappropriate to seek assistance or to expect assistance from the police on racial grounds.

[33] The Authority came to the conclusion that the problems faced by the plaintiff arose from criminal activity not arising out of racial grounds but did not deal specifically with the question of whether any failure of the police or the authorities to protect him, was a failure which could give rise to refugee status for the purposes of the Convention. The Authority has specifically accepted that the plaintiff had both suffered and had a reasonable fear of suffering persecution and that conclusion formulated as it was in terms of the Convention, must suggest a sufficient racial element to make the Convention relevant. I do not think therefore that it is open to me to assume that the Authority by implication, dealt with the question as to whether or not the plaintiff could expect that protection which the Convention contemplates. If it did not answer the question, then the decision is flawed. If on the other hand it did answer the question by implication, there must be at least some element of inconsistency in its conclusion as to persecution.

[34] In addition it is appropriate to bear in mind at this point the delay which occurred between the hearing and the decision. It may be that that delay was such that the secondary point as to an ability of the plaintiff to rely upon the police in Fiji was overlooked. It was certainly raised by the formal application filed by the plaintiff and which gave rise to the hearing. Under those circumstances I think that the matter ought to be remitted to the Authority and re-heard. There will be an order to that effect.

[35] Counsel may make submissions as to costs.

Solicitors for the plaintiff: Messrs Ian McCulloch and Company (Wellington)
Solicitors for the defendants: Crown Law Office (Wellington)